Date authorised
21 October 2016
Companies House
09686970
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    41 Luke Street
    London
    EC2A 4DP
    UNITED KINGDOM
    Phone
    +4402039835845
  • Complaints Contact

    41 Luke Street
    London
    EC2A 4DP
    UNITED KINGDOM
    Phone
    +4402039835845

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Runs Personal Pensions

    For Personal pension scheme

    Show 1 limitation
    • · The firm must not accept Self Invested Personal Pension (SIPP) transactions other than standard assets as set out in the List of Standard Assets in IPRU-INV 5.9.1 Direct property investment and term deposit accounts where these are only classified as non-standard assets by virtue of Note 1 to IPRU-INV 5.9.1 regarding liquidity within 30 days are however permitted SIPP transactions that the firm can accept.
  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Holds Your Assets

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Muzzammil Dhedhy

    IRN MXD00895

    • CF1 Director (AR) (since 7 Jan 2026)
    • Director of firm who is not a certification employee or a SMF manager (since 7 Jan 2026)
  • Padraig O'Shea

    IRN PXO00114

    • CF1 Director (AR) (since 20 Jun 2024)
    • CF3 Chief Executive (AR) (since 20 Jun 2024)
    • Director of firm who is not a certification employee or a SMF manager (since 20 Jun 2024)
  • Philip Robert Fletcher

    IRN PXF00071

    • CF1 Director (AR) (29 Apr 2021 to 24 Apr 2022)
    • Director of firm who is not a certification employee or a SMF manager (29 Apr 2021 to 24 Apr 2022)
  • Pouneh Bligaard

    IRN PXT01114

    • Director of firm who is not a certification employee or a SMF manager (8 Feb 2021 to 24 Apr 2022)
    • CF30 Customer (8 Feb 2021 to 24 Apr 2022)
    • CF1 Director (AR) (8 Feb 2021 to 24 Apr 2022)
  • Preston John Brown

    IRN PXB00703

    • CF3 Chief Executive (AR) (since 16 Oct 2024)
    • CF1 Director (AR) (since 16 Oct 2024)
    • Director of firm who is not a certification employee or a SMF manager (since 16 Oct 2024)
  • Qiaojia Li

    IRN QXL01011

    • Director of firm who is not a certification employee or a SMF manager (1 Jun 2020 to 8 Mar 2021)
    • CF1 Director (AR) (1 Jun 2020 to 8 Mar 2021)
    • CF30 Customer (1 Jun 2020 to 8 Mar 2021)
  • Robert Michael Brockington

    IRN RMB01283

    • CF1 Director (AR) (25 Mar 2021 to 2 Sep 2022)
    • Director of firm who is not a certification employee or a SMF manager (25 Mar 2021 to 2 Sep 2022)
  • Rupert William Barksfield

    IRN RXB00237

    • CF1 Director (AR) (29 Apr 2021 to 30 Jul 2021)
    • Director of firm who is not a certification employee or a SMF manager (29 Apr 2021 to 30 Jul 2021)
  • Scott Marcus Tindle

    IRN SMT01098

    • CF30 Customer (18 Nov 2017 to 15 Feb 2019)
    • CF1 Director (AR) (18 Nov 2017 to 15 Feb 2019)
  • Sean Patrick Mullaney

    IRN SPM01190

    • Director of firm who is not a certification employee or a SMF manager (since 11 Sep 2025)
    • CF1 Director (AR) (since 11 Sep 2025)
    • CF3 Chief Executive (AR) (since 11 Sep 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.