Wealthkernel Limited

Date authorised
21 October 2016
Companies House
09686970
Last scraped
1 week ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    41 Luke Street
    London
    EC2A 4DP
    UNITED KINGDOM
    Phone
    +4402039835845
    Web
    https://www.wealthkernel.com

  • Complaints Contact

    41 Luke Street
    London
    EC2A 4DP
    UNITED KINGDOM
    Phone
    +4402039835845

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Runs Personal Pensions

    For Personal pension scheme

    Show 1 limitation
    • · The firm must not accept Self Invested Personal Pension (SIPP) transactions other than standard assets as set out in the List of Standard Assets in IPRU-INV 5.9.1 Direct property investment and term deposit accounts where these are only classified as non-standard assets by virtue of Note 1 to IPRU-INV 5.9.1 regarding liquidity within 30 days are however permitted SIPP transactions that the firm can accept.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Sigurjon Isaksson

    IRN SXI00031

    • CF1 Director (AR) (20 Jan 2021 to 17 Aug 2022)
    • Director of firm who is not a certification employee or a SMF manager (20 Jan 2021 to 17 Aug 2022)
  • Stephanie Sinnead Brennan

    IRN SXB86925

    • CF3 Chief Executive (AR) (6 Jul 2020 to 26 Nov 2021)
    • Director of firm who is not a certification employee or a SMF manager (6 Jul 2020 to 26 Nov 2021)
    • CF1 Director (AR) (6 Jul 2020 to 26 Nov 2021)
  • Stuart William Alexander Forbes

    IRN SXF26600

    • Director of firm who is not a certification employee or a SMF manager (since 15 Apr 2026)
    • CF1 Director (AR) (since 15 Apr 2026)
  • Thomas Joseph Campbell

    IRN TJC01216

    • SMF3 Executive Director (9 Dec 2019 to 21 Apr 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 21 Apr 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 21 Apr 2022)
    • CF1 Director (21 Oct 2016 to 8 Dec 2019)
  • Thuvakaran Shanmugarajah

    IRN TXS01713

    • 14. Managing investments
    • 17. Administrative functions in relation to managing investments
    • 16. Safeguarding and administering investments or holding client money
    • SMF1 Chief Executive (since 27 Jun 2021)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Material risk taker (9 Dec 2019 to 9 Dec 2024)
    • CF30 Customer (21 Oct 2016 to 8 Dec 2019)
    • CF3 Chief Executive (AR) (21 Oct 2016 to 23 Nov 2020)
    • CF1 Director (21 Oct 2016 to 8 Dec 2019)
  • Thuvaraga Kamalarajah

    IRN TXK01628

    • CF2 Non Executive Director (21 Oct 2016 to 15 Dec 2016)
  • Trevor Lewis Alan Davies

    IRN TLD00014

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 30 Jan 2020)
    • CF1 Director (AR) (13 Jun 2018 to 30 Jan 2020)
    • CF2 Non Executive Director (AR) (11 May 2018 to 13 Jun 2018)
  • Vincent Gilles

    IRN VPG01002

    • Director of firm who is not a certification employee or a SMF manager (17 Jun 2020 to 26 Sep 2022)
    • CF30 Customer (17 Jun 2020 to 26 Sep 2022)
    • CF1 Director (AR) (17 Jun 2020 to 26 Sep 2022)
  • William Richard Jones

    IRN WXJ00006

    • CF2 Non Executive Director (AR) (18 Jan 2022 to 30 Mar 2022)
  • William Robert Todd

    IRN WRT01020

    • CF2 Non Executive Director (AR) (2 Feb 2022 to 2 Nov 2022)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.