WAYSTONE TRANSFER AGENCY SOLUTIONS (UK) LIMITED

Date authorised
1 April 2013
Companies House
00934528
Last scraped
15 hours ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    3rd Floor, Central Square
    29 Wellington Street
    Leeds
    LS1 4DL
    UNITED KINGDOM
    Phone
    +443459220044
    Web
    https://www.fundsolutions.net

  • Complaints Contact

    3rd Floor, Central Square
    29 Wellington Street
    Leeds
    LS1 4DL
    UNITED KINGDOM
    Phone
    +443459220044

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Retail (Investment), Professional, Eligible Counterparty, Share, Life Policy, Rights to or interests in investments (Contractually Based Investments), Unit, Rights to or interests in investments (Security)

    Show 2 limitations
    • · Limited to packaged product administration activities.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Retail (Investment), Professional, Rights to or interests in investments (Contractually Based Investments), Life Policy, Rights to or interests in investments (Security), Share, Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · Limited to packaged product administration activities.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Emma Savage

    IRN EXS00167

    • (52)[FCA CF] Functions requiring qualifications (22 Sep 2021 to 31 May 2025)
  • Fouzia Hafeez

    IRN FXH00080

    • (123)[FCA CF] Significant management (2 Nov 2021 to 11 Aug 2022)
  • Fraser Jeremy Austin Clark

    IRN FJC01014

    • (30)CF1 Director (18 Nov 2003 to 31 May 2006)
  • Gail Tracey Bailey

    IRN GXB00257

    • (42)[FCA CF] Functions requiring qualifications (25 Nov 2020 to 29 Feb 2024)
    • (43)[FCA CF] Significant management (25 Nov 2020 to 29 Feb 2024)
    • (41)[FCA CF] Manager of certification employee (11 Nov 2020 to 29 Feb 2024)
  • Gary Hartland

    IRN GXH00185

    • (35)[FCA CF] Functions requiring qualifications (15 Jan 2021 to 31 May 2025)
  • Gavin Mark James Padbury

    IRN GMP01104

    • (113)SMF3 Executive Director (9 May 2024 to 31 Dec 2024)
  • Gordon David Thomson

    IRN GDT01009

    • (98)CF1 Director (22 Mar 2016 to 6 Jul 2018)
  • Gordon Mark Hurst

    IRN GMH01069

    • (110)CF1 Director (21 Jul 2011 to 27 Feb 2015)
  • Graham Ian Shipp

    IRN GXS00283

    • (87)[FCA CF] Functions requiring qualifications (15 Jan 2021 to 2 Sep 2025)
  • Graham Paul Smith

    IRN GPS01120

    • (24)CF28 Systems and controls (26 Aug 2011 to 11 Oct 2013)
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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (65)[FCA CF] Significant management

  2. controlled function added: (64)[FCA CF] Significant management

  3. controlled function added: (63)[FCA CF] Functions requiring qualifications

  4. controlled function added: (62)[FCA CF] Manager of certification employee

  5. controlled function added: (61)[FCA CF] Functions requiring qualifications

  6. controlled function added: (60)[FCA CF] Functions requiring qualifications

  7. controlled function added: (59)[FCA CF] Significant management

  8. controlled function added: (58)[FCA CF] Functions requiring qualifications

  9. controlled function added: (57)[FCA CF] Significant management

  10. controlled function added: (56)[FCA CF] Functions requiring qualifications

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