Date authorised
1 April 2013
Companies House
03692681
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    3rd Floor
    Central Square
    29 Wellington Street
    Leeds
    LS1 4DL
    UNITED KINGDOM
    Phone
    +4403459220044
  • Complaints Contact

    3rd Floor, Central Square
    29 Wellington Street
    Leeds
    LS1 4DL
    UNITED KINGDOM
    Phone
    +4403459220044

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Retail Investment Funds

  • Specialist Investment Funds

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Steven Alan Brann

    IRN SAB01270

    • CF30 Customer (6 Apr 2017 to 30 Jun 2017)
  • Steven Anderson

    IRN SXA03126

    • SMF3 Executive Director (9 Dec 2019 to 10 Feb 2020)
    • CF1 Director (18 May 2016 to 8 Dec 2019)
  • Stuart James Young

    IRN SJY01021

    • CF30 Customer (18 Mar 2019 to 11 Nov 2020)
  • Timothy Andrew Sharman

    IRN TAS01069

    • CF30 Customer (1 Nov 2007 to 31 Jul 2011)
    • CF27 Investment Management (5 Oct 2006 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (13 Mar 2006 to 31 Jul 2011)
    • CF10 Compliance Oversight (13 Mar 2006 to 31 Jul 2011)
    • CF1 Director (22 Feb 2006 to 28 Jun 2010)
  • Timothy Kevin Mary Madigan

    IRN TKM01032

    • SMF9 Chair of the Governing Body (since 25 Mar 2020)
  • Timothy Peter Roberts

    IRN TPR01011

    • 14. Managing investments
    • [FCA CF] Material risk taker (since 9 Oct 2023)
    • [FCA CF] Client dealing (since 9 Oct 2023)
    • [FCA CF] Functions requiring qualifications (since 9 Oct 2023)
  • Vasileios Karalekas

    IRN VXK00108

    • SMF3 Executive Director (since 14 Jul 2023)
  • Vimal Desai

    IRN VXD00055

    • [FCA CF] Material risk taker (9 Oct 2023 to 18 Jul 2025)
    • [FCA CF] Significant management (9 Oct 2023 to 18 Jul 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.