Date authorised
1 April 2013
Companies House
SC205797
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    4 Forbes Drive
    Heathfield Industrial Estate
    Ayr
    Ayrshire
    KA8 9FG
    UNITED KINGDOM
    Phone
    +441292268020
  • Complaints Contact

    4 Forbes Drive
    Heathfield Industrial Estate
    Ayr
    Ayrshire
    KA8 9FG
    UNITED KINGDOM
    Phone
    +441292268020

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ian Moffatt

    IRN IXM01245

    • CF2 Non Executive Director (12 Feb 2015 to 31 Jul 2016)
  • Jay Robert Frew

    IRN JRF01114

    • SMF16 Compliance Oversight (since 1 Dec 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (19 Dec 2022 to 10 Jan 2024)
    • SMF3 Executive Director (9 Dec 2019 to 10 Mar 2022)
    • CF1 Director (10 Dec 2018 to 8 Dec 2019)
  • Jennifer Lesley Reid

    IRN JLR01108

    • SMF3 Executive Director (since 1 Apr 2026)
    • CF1 Director (22 Feb 2013 to 4 Feb 2015)
  • Jeremy Macduff Brettell

    IRN JMB01351

    • SMF9 Chair of the Governing Body (9 Dec 2019 to 30 Apr 2021)
    • CF2 Non Executive Director (3 Jan 2014 to 8 Dec 2019)
  • John William James Spencer

    IRN JWS00033

    • SMF9 Chair of the Governing Body (27 Jul 2021 to 15 Mar 2022)
  • Jonathan Edward Vanstone

    IRN JEV01022

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 1 Mar 2022)
    • CF2 Non Executive Director (15 Aug 2018 to 8 Dec 2019)
  • Keith Martin Crossan

    IRN KMC01099

    • CF1 Director (23 Apr 2015 to 17 Jul 2017)
  • Kenneth Steven Hislop

    IRN KSH01025

    • CF3 Chief Executive (AR) (11 Mar 2005 to 31 Dec 2013)
  • Kevin Peter Moody

    IRN KPM01054

    • CF1 Director (AR) (17 Feb 2005 to 1 Dec 2006)
  • Marjory Leslie Dawson

    IRN MLD01032

    • CF2 Non Executive Director (20 Aug 2013 to 31 Oct 2013)
    • CF1 Director (14 Jan 2005 to 20 Aug 2013)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.