W H Ireland Limited

• Principal Place of Business

  W H Ireland Ltd

  24 Martin Lane

  London

  City Of London

  EC4R 0DR

  UNITED KINGDOM

  Phone

  +4402072201666

  Web

  https://www.whirelandplc.com

• Complaints Contact

  W H Ireland Ltd

  24 Martin Lane

  London

  City Of London

  EC4R 0DR

  UNITED KINGDOM

  Phone

  +442072201666

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Tariq Ziad Haddad

  IRN TZH01001

  • CF30 Customer (6 Oct 2011 to 28 Jun 2013)
• Terence Kenneth Lewis

  IRN TKL01003

  • CF30 Customer (1 Nov 2007 to 30 Jun 2019)
  • CF21 Investment Adviser (4 Aug 2003 to 31 Oct 2007)
  • CF27 Investment Management (4 Aug 2003 to 31 Oct 2007)
  • CF24 Pension Transfer Specialist (4 Aug 2003 to 31 Oct 2007)
• Terence William Green

  IRN TWG01012

  • CF30 Customer (1 Mar 2013 to 30 Aug 2013)
• Terry Robert Applegate

  IRN TRA01011

  • CF26 Customer Trading (1 Dec 2001 to 23 Aug 2002)
  • CF27 Investment Management (1 Dec 2001 to 23 Aug 2002)
  • CF21 Investment Adviser (1 Dec 2001 to 23 Aug 2002)
• Thomas Alexander Ritson

  IRN TXR00214

  • 14. Managing investments
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 17. Administrative functions in relation to managing investments
  • [FCA CF] Client dealing (since 31 Mar 2023)
  • [FCA CF] Functions requiring qualifications (since 31 Mar 2023)
• Thomas Edward Dyke

  IRN TED01019

  • [FCA CF] Manager of certification employee (since 19 Dec 2024)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Material risk taker (31 Mar 2023 to 7 Jun 2023)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Mar 2023)
  • CF30 Customer (19 Mar 2012 to 8 Dec 2019)
• Thomas James De Burgh Williams

  IRN TJW00050

  • CF30 Customer (8 May 2012 to 25 Feb 2019)
• Thomas Malcolm Hatton

  IRN TMH01039

  • CF10a CASS Oversight function (1 Oct 2011 to 30 Jul 2015)
  • CF28 Systems and controls (3 Sep 2008 to 30 Jul 2015)
  • CF29 Significant management (3 Sep 2008 to 30 Jul 2015)
  • CF1 Director (1 Dec 2001 to 22 Mar 2007)
• Thomas Samuel Graham Elder

  IRN TSE01004

  • CF30 Customer (23 May 2011 to 5 Feb 2013)
• Thomas Scott Beattie

  IRN TSB01033

  • [FCA CF] Functions requiring qualifications (25 Oct 2022 to 31 Mar 2023)
  • [FCA CF] Client dealing (25 Oct 2022 to 4 Sep 2023)

• SPGo Ltd (no longer appointed)

  FRN 546280 · Appointed 14 Apr 2011 · Until 18 Apr 2011

• WHI Stockbrokers Ltd (no longer appointed)

  FRN 509614 · Appointed 12 Oct 2009 · Until 16 Nov 2015

No changes recorded yet.