W H Ireland Limited

• Principal Place of Business

  W H Ireland Ltd

  24 Martin Lane

  London

  City Of London

  EC4R 0DR

  UNITED KINGDOM

  Phone

  +4402072201666

  Web

  https://www.whirelandplc.com

• Complaints Contact

  W H Ireland Ltd

  24 Martin Lane

  London

  City Of London

  EC4R 0DR

  UNITED KINGDOM

  Phone

  +442072201666

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Richard James McCulloch

  IRN RJM01226

  • [FCA CF] Client dealing (31 Mar 2023 to 12 Jul 2024)
  • [FCA CF] Proprietary trader (9 Dec 2019 to 12 Jul 2024)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 12 Jul 2024)
  • [FCA CF] Material risk taker (9 Dec 2019 to 12 Jul 2024)
  • CF30 Customer (13 Jul 2012 to 8 Dec 2019)
• Richard Percival Taylor

  IRN RPT01027

  • CF30 Customer (19 Jul 2013 to 6 Dec 2013)
• Richard Peter Hoblyn

  IRN RPH01037

  • CF27 Investment Management (1 Dec 2001 to 11 Jan 2005)
  • CF26 Customer Trading (1 Dec 2001 to 11 Jan 2005)
  • CF21 Investment Adviser (1 Dec 2001 to 11 Jan 2005)
• Richard Philip Lindley

  IRN RPL01015

  • CF30 Customer (1 Nov 2007 to 20 Aug 2008)
  • CF23 Corporate Finance Adviser (21 Sep 2006 to 31 Oct 2007)
• Richard Rupert Nicholas Yeoward

  IRN RRY00001

  • CF30 Customer (2 Sep 2016 to 8 Sep 2017)
• Richard Swain

  IRN RXS03242

  • SMF16 Compliance Oversight (since 10 Oct 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 10 Oct 2024)
• Richard William Killingbeck

  IRN RWK01011

  • CF3 Chief Executive (24 Dec 2012 to 31 Jul 2018)
  • CF1 Director (31 Oct 2012 to 27 Sep 2018)
  • CF29 Significant management (18 Sep 2012 to 31 Jul 2018)
  • CF30 Customer (18 Sep 2012 to 1 Oct 2014)
• Robert Ashley Auerbach

  IRN RAA01038

  • CF30 Customer (9 Nov 2010 to 2 Nov 2016)
• Robert Gout

  IRN RDG01078

  • [FCA CF] Client dealing (31 Mar 2023 to 29 Jan 2024)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 29 Jan 2024)
  • CF30 Customer (8 Aug 2018 to 8 Dec 2019)
• Robert Lambert

  IRN RSL01047

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 21 Dec 2022)
  • CF30 Customer (19 Mar 2012 to 8 Dec 2019)

• SPGo Ltd (no longer appointed)

  FRN 546280 · Appointed 14 Apr 2011 · Until 18 Apr 2011

• WHI Stockbrokers Ltd (no longer appointed)

  FRN 509614 · Appointed 12 Oct 2009 · Until 16 Nov 2015

No changes recorded yet.