VWM Consulting Limited

• Principal Place of Business

  95 Douglas Street

  Glasgow

  Lanarkshire

  G2 4EU

  UNITED KINGDOM

  Phone

  +4401412294004

  Web

  https://www.vwmwealth.com

• Complaints Contact

  95 Douglas Street

  Glasgow

  Lanarkshire

  G2 4EU

  UNITED KINGDOM

  Phone

  +4401412294004

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Lisa Johnstone

  IRN LJJ01043

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • SMF1 Chief Executive (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Significant management (9 Dec 2019 to 31 Jan 2025)
  • [PRA CF] Key function holder (9 Dec 2019 to 31 Jan 2025)
  • CF3 Chief Executive (13 Nov 2019 to 8 Dec 2019)
  • CF1 Director (1 Jan 2013 to 8 Dec 2019)
  • CF30 Customer (18 Jul 2012 to 8 Dec 2019)
• Lynne Reid

  IRN LXR00172

  • [FCA CF] Significant management (31 Jan 2022 to 31 Jan 2025)
• Nicola Rachel Coates

  IRN NRT01041

  • CF30 Customer (1 Aug 2009 to 21 Apr 2011)
• Orsolya Andrea Katona

  IRN OXK00038

  • [FCA CF] Functions requiring qualifications (31 Jan 2025 to 29 May 2025)
  • [FCA CF] Client dealing (31 Jan 2025 to 29 May 2025)
• Tracy Mary McGowan

  IRN TMM01058

  • CF1 Director (1 Aug 2004 to 1 Jan 2008)

• VWM Investment Management Ltd (no longer appointed)

  FRN 471619 · Appointed 14 Aug 2007 · Until 26 Jul 2013

• VWM Wealth Management Ltd (no longer appointed)

  FRN 471621 · Appointed 14 Aug 2007 · Until 26 Jul 2013

No changes recorded yet.