Lisa Johnstone

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • VWM Consulting Limited

    FRN 401041

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [PRA CF] Key function holder (9 Dec 2019 to 31 Jan 2025)
    • [FCA CF] Significant management (9 Dec 2019 to 31 Jan 2025)
    • CF3 Chief Executive (13 Nov 2019 to 8 Dec 2019)
    • CF1 Director (1 Jan 2013 to 8 Dec 2019)
    • CF30 Customer (18 Jul 2012 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.