VTB Capital plc

• Principal Place of Business

  Teneo Financial Advisory Limited

  The Carter Building

  11 Pilgrim Street

  London

  EC4V 6RN

  UNITED KINGDOM

  Phone

  +441216190120

• Complaints Contact

  Teneo Financial Advisory Limited

  The Carter Building

  11 Pilgrim Street

  London

  EC4V 6RN

  UNITED KINGDOM

  Phone

  +441216190120

• Bank Deposits

  For Eligible Counterparty, Professional, Deposit

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Non-investment insurance contracts

• Carbon Auction Bidding

  For Eligible Counterparty, Professional, Emissions Auction Product

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · The investment type "unit" is limited to "eligible counterparty" and large professional clients.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Barin Yucemen

  IRN BXY01006

  • SMF18 Other Overall Responsibility (21 Sep 2018 to 10 Mar 2022)
  • [FCA CF] Client dealing (31 Aug 2016 to 21 Sep 2018)
  • [FCA CF] Manager of certification employee (31 Aug 2016 to 21 Sep 2018)
  • [FCA CF] Material risk taker (31 Aug 2016 to 21 Sep 2018)
  • [FCA CF] Proprietary trader (31 Aug 2016 to 21 Sep 2018)
  • [FCA CF] Significant management (31 Aug 2016 to 21 Sep 2018)
  • CF30 Customer (5 Mar 2012 to 6 Mar 2016)
• Benjamin Olivier Mutin

  IRN BOM01004

  • CF30 Customer (27 Jun 2012 to 21 May 2014)
• Benoit Jean-Francois Labonne

  IRN BJL01055

  • CF30 Customer (21 Apr 2010 to 4 Jul 2014)
• Boris Victorovich Sergeev

  IRN BVS01005

  • CF30 Customer (21 Aug 2008 to 6 Aug 2010)
• Burak Özen

  IRN BXZ01075

  • SMF5 Head of Internal Audit (28 Jun 2017 to 10 Mar 2022)
• COLIN Smith

  IRN CSS01025

  • CF30 Customer (3 Sep 2010 to 31 Mar 2014)
• Catherine De Vere Mactaggart

  IRN CXM01265

  • [FCA CF] Client dealing (31 Aug 2016 to 10 Mar 2022)
  • CF30 Customer (12 Sep 2011 to 6 Mar 2016)
• Charalampos Geronikolos

  IRN CXG01349

  • CF30 Customer (26 Jul 2010 to 6 Mar 2016)
• Charles James John Hodgson

  IRN CJH01158

  • CF30 Customer (8 Nov 2010 to 25 Oct 2011)
• Chingiz Mammadov

  IRN CXM01956

  • [FCA CF] Material risk taker (31 Aug 2016 to 15 Jul 2020)
  • [FCA CF] Client dealing (31 Aug 2016 to 15 Jul 2020)
  • CF30 Customer (9 Feb 2012 to 6 Mar 2016)

No changes recorded yet.