VTB Capital plc

• Principal Place of Business

  Teneo Financial Advisory Limited

  The Carter Building

  11 Pilgrim Street

  London

  EC4V 6RN

  UNITED KINGDOM

  Phone

  +441216190120

• Complaints Contact

  Teneo Financial Advisory Limited

  The Carter Building

  11 Pilgrim Street

  London

  EC4V 6RN

  UNITED KINGDOM

  Phone

  +441216190120

• Bank Deposits

  For Eligible Counterparty, Professional, Deposit

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Non-investment insurance contracts

• Carbon Auction Bidding

  For Eligible Counterparty, Professional, Emissions Auction Product

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · The investment type "unit" is limited to "eligible counterparty" and large professional clients.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Katarina Kohlmayer

  IRN KXK01067

  • CF30 Customer (24 Oct 2012 to 7 Apr 2014)
• Keith Melvyn Cooper

  IRN KMC01035

  • CF30 Customer (1 Nov 2007 to 4 Jul 2008)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Kevin Woolvin

  IRN KXW00109

  • [FCA CF] Client dealing (28 Jan 2021 to 31 Dec 2023)
• Kirill Kondrashin

  IRN KXK01289

  • CF30 Customer (2 Jun 2009 to 11 Nov 2011)
• Kirill Nikiforov

  IRN KXN01128

  • [FCA CF] Algorithmic trading (31 Aug 2016 to 13 Sep 2019)
  • [FCA CF] Client dealing (31 Aug 2016 to 13 Sep 2019)
  • [FCA CF] Proprietary trader (31 Aug 2016 to 13 Sep 2019)
  • CF30 Customer (15 Dec 2009 to 6 Mar 2016)
• Kirill Vladimirovich Shkalov

  IRN KVS01009

  • CF30 Customer (18 May 2011 to 30 Apr 2012)
• Konstantin Ryzhkov

  IRN KXR01256

  • CF30 Customer (1 Nov 2007 to 17 Oct 2008)
  • CF22 Investment Adviser (Trainee) (18 Jul 2007 to 31 Oct 2007)
• Konstantin Vishnyak

  IRN KXV01055

  • CF30 Customer (21 Apr 2008 to 6 Mar 2016)
• Konstantine Vladislavovich Ianovski

  IRN KXI01022

  • CF30 Customer (1 Nov 2007 to 7 Oct 2008)
  • CF21 Investment Adviser (1 Dec 2001 to 30 Jun 2005)
• Lee Brock

  IRN LXB01139

  • [FCA CF] Proprietary trader (31 Aug 2016 to 27 Sep 2019)
  • [FCA CF] Client dealing (31 Aug 2016 to 27 Sep 2019)
  • [FCA CF] Manager of certification employee (31 Aug 2016 to 27 Sep 2019)
  • [FCA CF] Material risk taker (31 Aug 2016 to 27 Sep 2019)
  • CF30 Customer (13 Jun 2012 to 6 Mar 2016)

No changes recorded yet.