VTB Capital plc

• Principal Place of Business

  Teneo Financial Advisory Limited

  The Carter Building

  11 Pilgrim Street

  London

  EC4V 6RN

  UNITED KINGDOM

  Phone

  +441216190120

• Complaints Contact

  Teneo Financial Advisory Limited

  The Carter Building

  11 Pilgrim Street

  London

  EC4V 6RN

  UNITED KINGDOM

  Phone

  +441216190120

• Bank Deposits

  For Eligible Counterparty, Professional, Deposit

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Non-investment insurance contracts

• Carbon Auction Bidding

  For Eligible Counterparty, Professional, Emissions Auction Product

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · The investment type "unit" is limited to "eligible counterparty" and large professional clients.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Gary Ballard

  IRN GXB01232

  • SMF18 Other Overall Responsibility (24 May 2019 to 28 Mar 2022)
  • [FCA CF] Manager of certification employee (3 Nov 2016 to 24 May 2019)
  • [FCA CF] Client dealing (3 Nov 2016 to 24 May 2019)
• Gavin Frank Casey

  IRN GFC01018

  • CF2 Non Executive Director (14 Jul 2005 to 27 Sep 2007)
• Gavin George Templeton

  IRN GGT01010

  • CF30 Customer (20 Aug 2012 to 14 Aug 2013)
• Geoffrey Scott Russell

  IRN GSR01046

  • SMF11 Chair of the Audit Committee (7 Mar 2016 to 24 May 2017)
  • CF2 Non Executive Director (20 Aug 2012 to 6 Mar 2016)
• George Walter Niedringhaus, IV

  IRN GWN01010

  • SMF18 Other Overall Responsibility (6 Sep 2018 to 10 Mar 2022)
  • [FCA CF] Significant management (31 Aug 2016 to 6 Sep 2018)
  • [FCA CF] Material risk taker (31 Aug 2016 to 6 Sep 2018)
  • [FCA CF] Client dealing (31 Aug 2016 to 6 Sep 2018)
  • [FCA CF] Manager of certification employee (31 Aug 2016 to 6 Sep 2018)
  • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
  • CF21 Investment Adviser (8 Aug 2007 to 31 Oct 2007)
• Georgios Mitsas

  IRN GXM01967

  • CF30 Customer (6 Jun 2012 to 14 May 2015)
• German Reznev

  IRN GXR01336

  • CF30 Customer (24 Jun 2008 to 8 Oct 2009)
• Giles Edward Coffey

  IRN GEC01034

  • [FCA CF] Significant management (31 Aug 2016 to 8 Mar 2021)
  • [FCA CF] Client dealing (31 Aug 2016 to 25 Mar 2022)
  • [FCA CF] Manager of certification employee (31 Aug 2016 to 6 Mar 2020)
  • CF30 Customer (1 Sep 2009 to 6 Mar 2016)
• Giuseppe Andrea Scrufari - Hedges

  IRN GAS01132

  • CF30 Customer (5 Jul 2013 to 27 Jan 2015)
• Glenn Mackenzie Coltart

  IRN GXC01234

  • [FCA CF] Client dealing (31 Aug 2016 to 10 Mar 2022)
  • CF30 Customer (23 Sep 2010 to 6 Mar 2016)

No changes recorded yet.