Date authorised
1 April 2013
Companies House
02405923
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    42 New Broad Street
    London
    EC2M 1JD
    UNITED KINGDOM
    Phone
    +4402030055000
  • Complaints Contact

    42 New Broad Street
    London
    EC2M 1JD
    UNITED KINGDOM
    Phone
    +4402030055000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Emma Kinder Priestley

    IRN EKP01004

    • CF21 Investment Adviser (28 Jun 2002 to 30 Nov 2004)
  • Euan Arthur Worthington

    IRN EXW01070

    • CF30 Customer (1 Nov 2007 to 12 Aug 2010)
    • CF23 Corporate Finance Adviser (14 Oct 2003 to 31 Oct 2007)
  • Galin Ivanov Ganchev

    IRN GXG12820

    • [FCA CF] Significant management (since 9 Jan 2025)
    • SMF16 Compliance Oversight (since 19 Dec 2024)
    • SMF3 Executive Director (since 19 Dec 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 19 Dec 2024)
  • Gavin Frank Casey

    IRN GFC01018

    • CF2 Non Executive Director (27 Jun 2012 to 21 Dec 2016)
  • George Robert Boot

    IRN GRB01072

    • CF11 Money Laundering Reporting (28 Feb 2002 to 11 Sep 2002)
    • CF10 Compliance Oversight (28 Feb 2002 to 11 Sep 2002)
    • CF1 Director (1 Dec 2001 to 11 Sep 2002)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 11 Sep 2002)
    • CF13 Finance (1 Dec 2001 to 11 Sep 2002)
  • Imogen Whiteside

    IRN IXW01206

    • CF30 Customer (21 Mar 2014 to 23 Apr 2014)
  • Innes Douglas Youngson

    IRN IDY01002

    • CF30 Customer (11 Sep 2012 to 17 Jan 2014)
    • CF29 Significant management (11 Sep 2012 to 17 Jan 2014)
  • James Asensio Mathews

    IRN JXA01939

    • CF30 Customer (30 Mar 2015 to 3 Apr 2017)
  • James Robert Pinner

    IRN JRP01162

    • CF30 Customer (2 Mar 2012 to 19 Apr 2013)
  • James Winton Loosley

    IRN JWL01039

    • CF1 Director (1 Dec 2001 to 30 Nov 2002)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.