Date authorised
16 June 2016
Companies House
OC400454
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Strand Level
    80 Strand
    London
    WC2R 0RL
    UNITED KINGDOM
    Phone
    +442030393201
  • Complaints Contact

    Strand Level
    80 Strand
    London
    WC2R 0RL
    UNITED KINGDOM
    Phone
    +442030393201

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew Gordon Ritchie

    IRN AGR01050

    • CF1 Director (AR) (1 May 2025 to 18 Dec 2025)
    • CF30 Customer (1 May 2025 to 18 Dec 2025)
  • Andrew Rhys Richards

    IRN AXR00688

    • CF1 Director (AR) (2 Oct 2023 to 15 Apr 2024)
  • Andrew Williams

    IRN AXW00238

    • CF30 Customer (since 5 Mar 2026)
  • Aniruddha Banerjee

    IRN AXB02170

    • CF3 Chief Executive (AR) (since 30 Nov 2023)
    • CF1 Director (AR) (since 30 Nov 2023)
    • CF30 Customer (since 30 Nov 2023)
  • Ankush Jain

    IRN AXJ01772

    • [FCA CF] Client dealing (29 Jul 2022 to 14 Jun 2024)
    • [FCA CF] Material risk taker (29 Jul 2022 to 14 Jun 2024)
    • CF1 Director (AR) (19 Jul 2022 to 13 Mar 2024)
    • CF30 Customer (19 Jul 2022 to 13 Mar 2024)
  • Anna Fiona Sperotto

    IRN AFS01051

    • CF30 Customer (since 3 Dec 2023)
  • Anthony Charles Davison

    IRN ACD01062

    • CF30 Customer (since 8 Sep 2023)
    • CF1 Director (AR) (since 8 Sep 2023)
  • Antonio Vitti

    IRN AXV00270

    • CF30 Customer (1 May 2025 to 18 Dec 2025)
  • Arabella Elizabeth Cecil

    IRN AEC01061

    • [FCA CF] Material risk taker (9 Dec 2019 to 6 Dec 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 6 Dec 2021)
    • CF1 Director (AR) (6 Sep 2019 to 6 Dec 2021)
    • CF30 Customer (1 Sep 2019 to 6 Dec 2021)
  • Areti Loizou

    IRN AXL01202

    • [FCA CF] Client dealing (since 17 Jul 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.