Anna Fiona Sperotto

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Pzena Investment Management, Ltd
FRN 708246
- (4)Employed By (since 3 Dec 2023)
Vittoria and Partners LLP
FRN 709710
- CF30 Customer (since 3 Dec 2023)
GAM London Limited (no longer approved here)
FRN 122330
- [FCA CF] Client dealing (23 Feb 2023 to 30 Jun 2023)
- [FCA CF] Manager of certification employee (23 Feb 2023 to 30 Jun 2023)
HSBC Global Asset Management (UK) Limited (no longer approved here)
FRN 122335
- CF30 Customer (18 Dec 2007 to 25 Oct 2008)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.