Date authorised
16 June 2016
Companies House
OC400454
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Strand Level
    80 Strand
    London
    WC2R 0RL
    UNITED KINGDOM
    Phone
    +442030393201
  • Complaints Contact

    Strand Level
    80 Strand
    London
    WC2R 0RL
    UNITED KINGDOM
    Phone
    +442030393201

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Simon Watson Kemp

    IRN SXK03009

    • [FCA CF] Client dealing (1 Dec 2023 to 8 May 2024)
    • [FCA CF] Material risk taker (1 Dec 2023 to 8 May 2024)
  • Stefano Malfitano

    IRN SXM04870

    • CF4 Partner (AR) (since 16 Dec 2025)
  • Stephane Claude Marie Vial

    IRN SCV00011

    • CF30 Customer (since 20 Feb 2023)
  • Stephen Holt

    IRN SXH01255

    • SMF9 Chair of the Governing Body (since 27 Jan 2025)
  • Steven Goulden

    IRN SJG01300

    • [FCA CF] Client dealing (24 Apr 2024 to 30 Nov 2025)
  • Stuart Gordon MacDonald

    IRN SGM01045

    • CF30 Customer (4 Aug 2022 to 13 Mar 2024)
    • CF1 Director (AR) (4 Aug 2022 to 13 Mar 2024)
  • Terrence Wayne Matthews

    IRN TWM01016

    • [FCA CF] Client dealing (since 23 Jan 2025)
  • Thi Thu Trang Vu

    IRN TXV00072

    • [FCA CF] Client dealing (since 25 Jan 2023)
    • [FCA CF] Material risk taker (25 Jan 2023 to 30 Oct 2024)
  • Thomas Fraser Underwood

    IRN TXU01007

    • CF1 Director (AR) (3 Jan 2023 to 6 Dec 2023)
    • SMF9 Chair of the Governing Body (10 Jan 2022 to 29 Sep 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 27 Sep 2023)
    • [FCA CF] Significant management (9 Dec 2019 to 27 Sep 2023)
  • Thomas Michael Caddick

    IRN TMC01058

    • [FCA CF] Client dealing (10 Feb 2022 to 25 Jan 2023)
    • [FCA CF] Material risk taker (10 Feb 2022 to 25 Jan 2023)
    • CF1 Director (AR) (20 Dec 2018 to 2 Aug 2019)
    • CF30 Customer (1 Nov 2016 to 29 Aug 2017)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.