Date authorised
16 June 2016
Companies House
OC400454
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Strand Level
    80 Strand
    London
    WC2R 0RL
    UNITED KINGDOM
    Phone
    +442030393201
  • Complaints Contact

    Strand Level
    80 Strand
    London
    WC2R 0RL
    UNITED KINGDOM
    Phone
    +442030393201

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Philippe Jordan

    IRN PXJ00045

    • CF1 Director (AR) (2 Mar 2023 to 27 Mar 2025)
    • CF30 Customer (2 Mar 2023 to 18 Dec 2025)
  • Philippe Poivre

    IRN PXP32930

    • CF1 Director (AR) (5 Mar 2020 to 3 Feb 2022)
  • Rachel Jacob Vogelstein

    IRN RXV00112

    • CF1 Director (AR) (2 Feb 2024 to 1 Jan 2025)
  • Rasmus Soegaard

    IRN RXS01435

    • CF30 Customer (since 30 Nov 2023)
  • Ravikiren Mistry

    IRN RXM01020

    • [FCA CF] Material risk taker (since 15 Jan 2026)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Aug 2024)
    • SMF27 Partner (since 9 Aug 2024)
  • Reihanne Sara Verdi

    IRN RSV01011

    • [FCA CF] Client dealing (11 Jan 2024 to 9 Oct 2024)
  • Reuben Morris Abrams

    IRN RXA01120

    • [FCA CF] Client dealing (3 May 2023 to 30 Jan 2024)
    • [FCA CF] Material risk taker (3 May 2023 to 30 Jan 2024)
  • Richard Adriaan Böttger

    IRN RXB00714

    • [FCA CF] Client dealing (11 Oct 2023 to 16 Jan 2025)
    • [FCA CF] Material risk taker (11 Oct 2023 to 30 Oct 2024)
  • Richard David Skeet

    IRN RDS01116

    • CF30 Customer (since 5 Feb 2024)
    • [FCA CF] Client dealing (since 14 Dec 2022)
    • [FCA CF] Material risk taker (14 Dec 2022 to 30 Oct 2024)
  • Richard Mark Jennings

    IRN RMJ01065

    • CF1 Director (AR) (since 28 May 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.