Date authorised
16 June 2016
Companies House
OC400454
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Strand Level
    80 Strand
    London
    WC2R 0RL
    UNITED KINGDOM
    Phone
    +442030393201
  • Complaints Contact

    Strand Level
    80 Strand
    London
    WC2R 0RL
    UNITED KINGDOM
    Phone
    +442030393201

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jonathan Graham Read

    IRN JGR01051

    • CF30 Customer (since 10 May 2023)
  • Joseph Hugo Vittoria

    IRN JHV01006

    • [FCA CF] Material risk taker (since 15 Jan 2026)
    • SMF1 Chief Executive (since 18 Nov 2022)
    • SMF27 Partner (since 18 Nov 2022)
    • SMF16 Compliance Oversight (18 Nov 2022 to 7 May 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (18 Nov 2022 to 10 Sep 2024)
  • Joseph McPhillips

    IRN JXM01677

    • [FCA CF] Client dealing (since 12 Sep 2025)
  • Joseph Mossotti

    IRN JXM01706

    • CF1 Director (AR) (since 19 Jan 2024)
  • Justin Craig Mallis

    IRN JCM01300

    • [FCA CF] Client dealing (since 27 Mar 2026)
  • Kai Henning Morgenstern

    IRN KHM01021

    • [FCA CF] Client dealing (since 16 Mar 2023)
    • CF30 Customer (28 Apr 2023 to 9 Jan 2024)
    • [FCA CF] Material risk taker (16 Mar 2023 to 21 Oct 2024)
  • Kenneth Adam Dubin Wiedman

    IRN KXD00201

    • CF1 Director (AR) (16 Jan 2022 to 25 Jan 2023)
  • Khrishnamoorthy Sooben

    IRN KXS01503

    • [FCA CF] Client dealing (since 1 Jul 2023)
    • [FCA CF] Material risk taker (1 Jul 2023 to 30 Oct 2024)
  • Lawrence Warren Pimm

    IRN LWP01012

    • CF1 Director (AR) (29 Jun 2023 to 2 Jan 2024)
    • CF30 Customer (29 Jun 2023 to 2 Jan 2024)
  • Leevan Trindade

    IRN LXT00298

    • [FCA CF] Client dealing (since 12 Sep 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.