Date authorised
16 June 2016
Companies House
OC400454
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Strand Level
    80 Strand
    London
    WC2R 0RL
    UNITED KINGDOM
    Phone
    +442030393201
  • Complaints Contact

    Strand Level
    80 Strand
    London
    WC2R 0RL
    UNITED KINGDOM
    Phone
    +442030393201

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Richard Mervyn Hughes

    IRN RMH01077

    • CF1 Director (AR) (25 Nov 2019 to 8 Jul 2025)
  • Rima El Batal Blase

    IRN RXB90366

    • CF30 Customer (since 4 May 2023)
  • Robert Havelock Dewing

    IRN RXD00553

    • CF1 Director (AR) (1 May 2025 to 18 Dec 2025)
  • Ronglin Zhao

    IRN RXZ01053

    • [FCA CF] Client dealing (since 12 Sep 2025)
  • Ronnie Leif Christian Söderman

    IRN RXS08782

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Algorithmic trading (since 9 Dec 2019)
    • CF1 Director (AR) (20 Dec 2019 to 6 Dec 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 30 Oct 2024)
    • CF30 Customer (28 Nov 2018 to 8 Dec 2019)
  • Ryan Gazda

    IRN RXG00620

    • CF1 Director (AR) (since 8 Jan 2026)
  • Sabina Esther Von Arx-Zubler

    IRN SEV01004

    • [FCA CF] Material risk taker (9 Dec 2019 to 9 Oct 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 9 Oct 2023)
    • CF1 Director (AR) (20 Dec 2018 to 1 Sep 2023)
    • CF30 Customer (2 Oct 2018 to 1 Sep 2023)
  • Sarah Webster

    IRN SXW00267

    • SMF27 Partner (since 1 Dec 2022)
  • Sebastien James Jardon

    IRN SXJ00324

    • CF1 Director (AR) (19 Jul 2022 to 3 Jan 2023)
  • Shahzad Hasan

    IRN SXH02271

    • [FCA CF] Client dealing (19 Oct 2022 to 5 Nov 2024)
    • [FCA CF] Material risk taker (19 Oct 2022 to 30 Oct 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.