Date authorised
1 April 2013
Companies House
OC319894
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    105 Wigmore Street
    London
    W1U 1QY
    UNITED KINGDOM
    Phone
    +4402075182800
  • Complaints Contact

    105 Wigmore Street
    London
    W1U 1QY
    UNITED KINGDOM
    Phone
    +4402075182860

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ian Riley

    IRN IXR01042

    • SMF27 Partner (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF3 Chief Executive (31 Aug 2006 to 10 Jun 2016)
    • CF4 Partner (31 Aug 2006 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (31 Aug 2006 to 31 Mar 2009)
    • CF27 Investment Management (31 Aug 2006 to 31 Oct 2007)
  • Ian Wheeler

    IRN IXW01248

    • CF30 Customer (28 Sep 2015 to 19 Sep 2019)
  • Johann Jakob Napp

    IRN JXN00273

    • [FCA CF] Client dealing (since 13 Jun 2023)
  • Joseph O'Mara

    IRN JXO01547

    • SMF27 Partner (9 Dec 2019 to 29 Feb 2024)
    • CF30 Customer (6 Mar 2017 to 8 Dec 2019)
    • CF4 Partner (6 Mar 2017 to 8 Dec 2019)
  • Jussi Wuoristo

    IRN JXW02586

    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (6 Mar 2017 to 8 Dec 2019)
    • CF30 Customer (6 Mar 2017 to 8 Dec 2019)
  • Luuk Christiaan Remmen

    IRN LXR00256

    • SMF27 Partner (since 28 Apr 2023)
  • Mark John Harford

    IRN MJH01367

    • CF10a CASS Oversight function (22 Aug 2012 to 11 Feb 2016)
    • CF30 Customer (1 Nov 2007 to 9 Jun 2019)
    • CF10 Compliance Oversight (31 Aug 2006 to 13 Aug 2018)
    • CF11 Money Laundering Reporting (31 Aug 2006 to 13 Aug 2018)
    • CF27 Investment Management (31 Aug 2006 to 31 Oct 2007)
    • CF4 Partner (31 Aug 2006 to 9 Jun 2019)
  • Michael Adam Risman

    IRN MAR01109

    • SMF27 Partner (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • CF3 Chief Executive (24 Aug 2016 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (31 Aug 2006 to 31 Oct 2007)
    • CF4 Partner (31 Aug 2006 to 8 Dec 2019)
  • Nicole Chang

    IRN NXC01368

    • CF11 Money Laundering Reporting (20 Aug 2018 to 1 Jul 2019)
    • CF10 Compliance Oversight (20 Aug 2018 to 1 Jul 2019)
  • Peter Marlin Read

    IRN PMR01109

    • CF30 Customer (30 Jul 2012 to 3 Nov 2015)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Ian Wheeler (no longer appointed)

    FRN 717512 · Appointed 19 Sep 2015 · Until 19 Sep 2019

  • William Turner (no longer appointed)

    FRN 631105 · Appointed 29 Aug 2014 · Until 6 Aug 2019

  • Peter Martin Read (no longer appointed)

    FRN 579417 · Appointed 13 Apr 2012 · Until 4 Nov 2015

  • Cathrin Petty (no longer appointed)

    FRN 524182 · Appointed 18 May 2010 · Until 10 Jan 2014

  • Rhys Davies (no longer appointed)

    FRN 494787 · Appointed 19 Jan 2009 · Until 30 Jun 2012

  • Gregorio Reyes (no longer appointed)

    FRN 482697 · Appointed 30 Apr 2008 · Until 2 Oct 2019

  • Rene Schuster (no longer appointed)

    FRN 475543 · Appointed 21 Nov 2007 · Until 5 Oct 2010

  • Russell Hoyle (no longer appointed)

    FRN 475544 · Appointed 21 Nov 2007 · Until 18 Oct 2018

  • Erik Wetter (no longer appointed)

    FRN 475542 · Appointed 21 Nov 2007 · Until 3 Jul 2015

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.