Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF10a CASS Oversight function (22 Aug 2012 to 11 Feb 2016)
- CF30 Customer (1 Nov 2007 to 9 Jun 2019)
- CF4 Partner (31 Aug 2006 to 9 Jun 2019)
- CF10 Compliance Oversight (31 Aug 2006 to 13 Aug 2018)
- CF11 Money Laundering Reporting (31 Aug 2006 to 13 Aug 2018)
- CF27 Investment Management (31 Aug 2006 to 31 Oct 2007)
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- CF1 Director (1 Dec 2001 to 30 Jun 2005)
- CF13 Finance (1 Dec 2001 to 30 Jun 2005)
- CF11 Money Laundering Reporting (1 Dec 2001 to 1 Jan 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.