VERTU FIRST INVESTMENTS LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Commercial, Retail (Non-Investment Insurance)
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
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- · Limited to credit broking for the purposes of or in connection with the sale or hire of motor vehicles.
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Debt Negotiation
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- · This permission is limited to debt adjusting which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance.
Debt Advice
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- · This permission is limited to debt counselling which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance.
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Simon Parsons
IRN SXP00392
- [FCA CF] Significant management (9 Dec 2019 to 31 Jul 2023)
Steve Ferry
IRN SXF01705
- CF1 Director (1 Jul 2015 to 15 Mar 2018)
Steve Rowe
IRN SXR00346
- [FCA CF] Significant management (since 9 Dec 2019)
Tom Garratt
IRN TXG00102
- SMF3 Executive Director (since 28 Mar 2024)
- [FCA CF] Significant management (since 9 Dec 2019)
Wayne Murray
IRN WXM00090
- [FCA CF] Significant management (since 9 Dec 2019)

Smaller firms operating under this firm's FCA authorisation.

Albert Farnell Limited
FRN 603197 · Appointed 21 Mar 2014
Vertu Motors Third Limited (no longer appointed)
FRN 720821 · Appointed 16 Oct 2015 · Until 4 Mar 2024
Hillendale LR Ltd (no longer appointed)
FRN 506523 · Appointed 20 May 2014 · Until 2 Jul 2015
Dunfermline Autocentre Limited (no longer appointed)
FRN 523333 · Appointed 4 May 2010 · Until 9 Sep 2019

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.