Date authorised
4 April 2016
Companies House
09081916
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    130 Jermyn Street
    London
    SW1Y 4UR
    UNITED KINGDOM
    Phone
    +442071235200
  • Complaints Contact

    130 Jermyn Street
    London
    SW1Y 4UR
    UNITED KINGDOM
    Phone
    +442071235200

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional, Retail (Investment)

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Retail Investment Funds

  • Manages Your Portfolio

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Michael Rahman

    IRN MXR00328

    • 17. Administrative functions in relation to managing investments
    • [FCA CF] Functions requiring qualifications (since 1 Dec 2020)
  • Michael Robert Bowden

    IRN MXB22933

    • SMF17 Money Laundering Reporting Officer (MLRO) (3 Apr 2020 to 1 Apr 2026)
    • SMF16 Compliance Oversight (21 Jan 2020 to 1 Apr 2026)
  • Paul Dixey

    IRN PGD01077

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 1 Dec 2020)
    • CF30 Customer (18 Feb 2019 to 8 Dec 2019)
  • Peter Stubbington

    IRN PXS01342

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 1 Dec 2020)
    • CF30 Customer (1 Jan 2019 to 8 Dec 2019)
  • Robert John Benton

    IRN RJB01203

    • CF2 Non Executive Director (4 Apr 2016 to 25 Feb 2019)
    • CF30 Customer (4 Apr 2016 to 25 Feb 2019)
  • Robert Paul

    IRN RCP01091

    • SMF3 Executive Director (since 9 Apr 2026)
  • Simon Barrell

    IRN SMB01101

    • 14. Managing investments
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 1 Dec 2020)
    • CF30 Customer (1 Jan 2019 to 8 Dec 2019)
  • Simon Charles Melling

    IRN SCM01085

    • SMF1 Chief Executive (9 Dec 2019 to 5 Feb 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 3 Apr 2020)
    • SMF3 Executive Director (9 Dec 2019 to 1 Apr 2026)
    • CF3 Chief Executive (13 Dec 2018 to 8 Dec 2019)
    • CF1 Director (13 Dec 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (13 Dec 2018 to 8 Dec 2019)
  • Simon John King

    IRN SJK01077

    • SMF1 Chief Executive (3 Mar 2025 to 1 Apr 2026)
    • SMF3 Executive Director (3 Feb 2020 to 1 Apr 2026)
    • CF30 Customer (5 Apr 2019 to 8 Dec 2019)
  • Stephen Thomas Matthew Murphy

    IRN STM01037

    • SMF9 Chair of the Governing Body (since 9 Apr 2026)

Recent activity

Updates to this firm's record on the FCA register.

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