Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Vermeer Investment Management Ltd
FRN 710280
- SMF3 Executive Director (since 9 Apr 2026)
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W1M Investment Management Limited
FRN 116404
- SMF3 Executive Director (since 30 Dec 2025)
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W1M Asset Management Limited
FRN 143286
- 4. Giving personal recommendations on retail investment products which are not broker funds
- SMF3 Executive Director (since 5 Aug 2021)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Material risk taker (since 9 Dec 2019)
- CF30 Customer (26 Nov 2013 to 8 Dec 2019)
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W1M Wealth Management Limited
FRN 120776
- 4. Giving personal recommendations on retail investment products which are not broker funds
- SMF3 Executive Director (since 20 Mar 2020)
- [FCA CF] Material risk taker (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- CF30 Customer (1 Oct 2016 to 8 Dec 2019)
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- CF30 Customer (22 Apr 2013 to 22 Apr 2013)
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- CF30 Customer (14 Mar 2013 to 27 Mar 2013)
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- Employed By (14 Mar 2013 to 27 Mar 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.