Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 9 Apr 2026)
    • SMF3 Executive Director (since 30 Dec 2025)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • SMF3 Executive Director (since 5 Aug 2021)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • CF30 Customer (26 Nov 2013 to 8 Dec 2019)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • SMF3 Executive Director (since 20 Mar 2020)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (1 Oct 2016 to 8 Dec 2019)
  • Partners Wealth Management LLP (no longer approved here)

    FRN 442303

    • CF30 Customer (22 Apr 2013 to 22 Apr 2013)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF30 Customer (14 Mar 2013 to 27 Mar 2013)
  • CAERUS Wealth Ltd (no longer approved here)

    FRN 525931

    • Employed By (14 Mar 2013 to 27 Mar 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.