Date authorised
1 April 2013
Companies House
03232249
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    4th Floor North
    Marlow House
    1a Lloyds Avenue
    London
    EC3N 3AA
    UNITED KINGDOM
    Phone
    +4402081040300
  • Complaints Contact

    4th Floor North
    Marlow House
    1a Lloyds Avenue
    London
    EC3N 3AA
    UNITED KINGDOM
    Phone
    +4401784608139

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alan Douglas Phillips

    IRN ADP01090

    • CF1 Director (14 Jan 2005 to 30 Sep 2011)
  • Anthony John Barnett

    IRN AJB00216

    • SMF3 Executive Director (9 Dec 2019 to 30 Sep 2020)
    • CF1 Director (23 Dec 2010 to 8 Dec 2019)
  • Antony Copping

    IRN AXC02568

    • SMF3 Executive Director (9 Dec 2019 to 29 Jul 2021)
    • Responsible for Insurance Distribution (1 Oct 2018 to 29 Jul 2021)
    • Responsible for Insurance Mediation (9 May 2018 to 30 Sep 2018)
    • CF1 Director (31 May 2013 to 8 Dec 2019)
  • Barry Reynolds

    IRN BXR01174

    • SMF3 (AR) Executive Director function (since 13 May 2024)
    • SMF3 Executive Director (since 5 Apr 2024)
    • Responsible for Insurance Distribution (since 5 Apr 2024)
  • Hilary Burrow

    IRN HXB01093

    • SMF3 Executive Director (11 Feb 2021 to 4 Jul 2022)
  • Hugh Gwilym Lloyd

    IRN HGL01009

    • CF1 Director (14 Jan 2005 to 22 Aug 2008)
  • John Michael Pope

    IRN JMP01156

    • CF1 Director (3 Apr 2007 to 7 Mar 2011)
  • Kevin Hansford

    IRN KXH01333

    • CF1 Director (14 Jan 2005 to 9 Sep 2011)
  • Kevin Peter Charman

    IRN KPC01027

    • CF1 Director (14 Jan 2005 to 21 May 2013)
    • CF3 Chief Executive (14 Jan 2005 to 21 May 2013)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • Responsible for Insurance Mediation (14 Jan 2005 to 21 May 2013)
  • Laurence Charles Nelson

    IRN LCN01008

    • CF1 Director (14 Jan 2005 to 22 Aug 2008)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.