Date authorised
1 April 2013
Companies House
03232249
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    4th Floor North
    Marlow House
    1a Lloyds Avenue
    London
    EC3N 3AA
    UNITED KINGDOM
    Phone
    +4402081040300
  • Complaints Contact

    4th Floor North
    Marlow House
    1a Lloyds Avenue
    London
    EC3N 3AA
    UNITED KINGDOM
    Phone
    +4401784608139

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alan Douglas Phillips

    IRN ADP01090

    • CF1 Director (14 Jan 2005 to 30 Sep 2011)
  • Anthony John Barnett

    IRN AJB00216

    • SMF3 Executive Director (9 Dec 2019 to 30 Sep 2020)
    • CF1 Director (23 Dec 2010 to 8 Dec 2019)
  • Antony Copping

    IRN AXC02568

    • SMF3 Executive Director (9 Dec 2019 to 29 Jul 2021)
    • Responsible for Insurance Distribution (1 Oct 2018 to 29 Jul 2021)
    • Responsible for Insurance Mediation (9 May 2018 to 30 Sep 2018)
    • CF1 Director (31 May 2013 to 8 Dec 2019)
  • Barry Reynolds

    IRN BXR01174

    • SMF3 (AR) Executive Director function (since 13 May 2024)
    • SMF3 Executive Director (since 5 Apr 2024)
    • Responsible for Insurance Distribution (since 5 Apr 2024)
  • Hilary Burrow

    IRN HXB01093

    • SMF3 Executive Director (11 Feb 2021 to 4 Jul 2022)
  • Hugh Gwilym Lloyd

    IRN HGL01009

    • CF1 Director (14 Jan 2005 to 22 Aug 2008)
  • John Michael Pope

    IRN JMP01156

    • CF1 Director (3 Apr 2007 to 7 Mar 2011)
  • Kevin Hansford

    IRN KXH01333

    • CF1 Director (14 Jan 2005 to 9 Sep 2011)
  • Kevin Peter Charman

    IRN KPC01027

    • CF1 Director (14 Jan 2005 to 21 May 2013)
    • CF3 Chief Executive (14 Jan 2005 to 21 May 2013)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • Responsible for Insurance Mediation (14 Jan 2005 to 21 May 2013)
  • Laurence Charles Nelson

    IRN LCN01008

    • CF1 Director (14 Jan 2005 to 22 Aug 2008)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Peter Hicks (no longer appointed)

    FRN 513396 · Appointed 26 Nov 2009 · Until 7 Mar 2011

  • Tina Winter (no longer appointed)

    FRN 513364 · Appointed 25 Nov 2009 · Until 19 Jul 2012

  • Colin Wren (no longer appointed)

    FRN 513379 · Appointed 25 Nov 2009 · Until 13 Jul 2010

  • Jack Hayward (no longer appointed)

    FRN 406571 · Appointed 25 Nov 2009 · Until 1 May 2013

  • John Hanscombe (no longer appointed)

    FRN 513365 · Appointed 25 Nov 2009 · Until 13 Jul 2010

  • Richard Eastmead (no longer appointed)

    FRN 513366 · Appointed 25 Nov 2009 · Until 13 Jul 2010

  • British Aggregates Association (no longer appointed)

    FRN 511678 · Appointed 3 Nov 2009 · Until 4 Sep 2012

  • A-b-a-c-u-s Franchising Company Limited (no longer appointed)

    FRN 511700 · Appointed 3 Nov 2009 · Until 1 May 2013

  • Hildane Ltd (no longer appointed)

    FRN 469740 · Appointed 4 Jun 2009 · Until 29 Oct 2009

  • Paul Tilley (no longer appointed)

    FRN 498250 · Appointed 23 Mar 2009 · Until 23 Feb 2010

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.