Venn Partners LLP

Date authorised
1 April 2013
Companies House
OC347544
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Venn
    30-31 Golden Square
    London
    Westminster
    W1F 9LD
    UNITED KINGDOM
    Phone
    +4402070739350
    Web
    https://www.venn-partners.com

  • Complaints Contact

    Venn
    30-31 Golden Square
    London
    Westminster
    W1F 9LD
    UNITED KINGDOM
    Phone
    +4402070739350

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Haffiz Kala

    IRN HXK00085

    • [FCA CF] Client dealing (since 16 Apr 2024)
  • Huimin To

    IRN HXT00182

    • [FCA CF] Client dealing (since 16 Apr 2024)
  • James Oliver Smith

    IRN JXS00639

    • [FCA CF] Client dealing (30 Mar 2021 to 19 Apr 2024)
  • Jean-Michel Fayolle

    IRN JXF01178

    • CF4 Partner (24 Jan 2011 to 25 Mar 2011)
    • CF30 Customer (24 Jan 2011 to 25 Mar 2011)
  • Jonathan Charles Llewellyn Clayton

    IRN JCC01141

    • CF30 Customer (4 Aug 2010 to 28 Apr 2016)
    • CF11 Money Laundering Reporting (4 Aug 2010 to 28 Mar 2014)
    • CF4 Partner (4 Aug 2010 to 28 Apr 2016)
    • CF10 Compliance Oversight (4 Aug 2010 to 28 Mar 2014)
  • Jonathan Peter Freeland

    IRN JPF01047

    • CF4 Partner (5 Sep 2011 to 27 Feb 2015)
    • CF30 Customer (28 Jan 2011 to 27 Feb 2015)
  • Kawai Chung

    IRN KXC01300

    • [FCA CF] Client dealing (9 Dec 2019 to 31 May 2021)
    • SMF27 Partner (9 Dec 2019 to 25 Mar 2020)
    • CF30 Customer (1 Sep 2014 to 8 Dec 2019)
    • CF4 Partner (1 Sep 2014 to 8 Dec 2019)
  • Lee Kasler

    IRN LXK01364

    • CF30 Customer (24 Oct 2016 to 8 Dec 2019)
  • Luke Oliver Joseph Venables

    IRN LOV01001

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF4 Partner (15 May 2015 to 8 Dec 2019)
    • CF10 Compliance Oversight (15 May 2015 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (15 May 2015 to 8 Dec 2019)
  • Marine Isabelle Sophie Guérin

    IRN MIG01035

    • CF30 Customer (27 Apr 2018 to 20 May 2019)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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