VARIANCE CAPITAL ASSET MANAGEMENT LLP

• Principal Place of Business

  93E Oxford Gardens

  London

  W10 5UL

  UNITED KINGDOM

  Phone

  +4402034888408

• Complaints Contact

  VARIANCE CAPITAL ASSET MANAGEMENT LLP

  c/o Blick Rothenberg

  16 Great Queen Street

  Covent Garden

  London

  WC2B 5AH

  UNITED KINGDOM

  Phone

  +4402034888408

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Niteen Sharma

  IRN NXS01154

  • CF11 Money Laundering Reporting (15 Jun 2015 to 21 Jul 2015)
• Paul Vernon Lack

  IRN PVL01002

  • CF29 Significant management (2 May 2013 to 17 Mar 2015)
  • CF28 Systems and controls (23 Apr 2008 to 17 Mar 2015)
  • CF11 Money Laundering Reporting (24 Nov 2006 to 17 Mar 2015)
  • CF10 Compliance Oversight (24 Nov 2006 to 17 Mar 2015)
• Peter Green

  IRN PLG01012

  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • CF10 Compliance Oversight (30 Apr 2015 to 8 Dec 2019)
  • CF3 Chief Executive (8 Apr 2014 to 1 Jun 2016)
  • CF29 Significant management (2 May 2013 to 31 Mar 2014)
• Rami Safwat Habib

  IRN RSH01075

  • CF28 Systems and controls (1 Nov 2007 to 14 Apr 2008)
  • CF4 Partner (24 Nov 2006 to 25 Jan 2011)
  • CF14 Risk Assessment (24 Nov 2006 to 31 Oct 2007)
  • CF3 Chief Executive (24 Nov 2006 to 14 Apr 2008)
  • CF8 Apportionment and Oversight (24 Nov 2006 to 31 Oct 2007)
• Raphael Yehuda Saul

  IRN RYS01004

  • CF30 Customer (1 Nov 2007 to 9 Nov 2007)
  • CF27 Investment Management (5 Dec 2006 to 31 Oct 2007)
• Richard Gerard Somerville

  IRN RGS01100

  • CF28 Systems and controls (5 Apr 2012 to 1 Jul 2013)
• Sandy Moy

  IRN SXM03093

  • CF28 Systems and controls (30 Jul 2013 to 11 Nov 2013)
• Thomas Hugues Texier

  IRN THT01008

  • CF28 Systems and controls (22 Oct 2013 to 17 Mar 2015)
• Thomas James Walker

  IRN TJW01155

  • CF30 Customer (23 Nov 2007 to 21 Oct 2008)
• Wolfgang Rieping

  IRN WXR01168

  • CF29 Significant management (15 Oct 2015 to 8 Dec 2019)

No changes recorded yet.