Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Marex Spectron International Limited
FRN 193027
- [FCA CF] Manager of certification employee (since 16 May 2022)
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Marex Financial
FRN 442767
- SMF18 Other Overall Responsibility (since 1 Oct 2020)
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- SMF1 Chief Executive (9 Dec 2019 to 1 May 2020)
- SMF3 Executive Director (9 Dec 2019 to 1 May 2020)
- CF3 Chief Executive (28 Mar 2019 to 8 Dec 2019)
- CF1 Director (9 Apr 2015 to 8 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Feb 2013)
- CF28 Systems and controls (1 Nov 2007 to 28 Mar 2019)
- CF26 Customer Trading (30 Dec 2005 to 31 Oct 2007)
- CF14 Risk Assessment (5 May 2004 to 31 Oct 2007)
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- CF28 Systems and controls (22 Oct 2013 to 17 Mar 2015)
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- CF28 Systems and controls (23 Apr 2008 to 17 Mar 2015)
- CF1 Director (1 Apr 2005 to 12 Feb 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.