Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 16 May 2022)
    • SMF18 Other Overall Responsibility (since 1 Oct 2020)
  • R.J. O'Brien Limited (no longer approved here)

    FRN 114120

    • SMF1 Chief Executive (9 Dec 2019 to 1 May 2020)
    • SMF3 Executive Director (9 Dec 2019 to 1 May 2020)
    • CF3 Chief Executive (28 Mar 2019 to 8 Dec 2019)
    • CF1 Director (9 Apr 2015 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Feb 2013)
    • CF28 Systems and controls (1 Nov 2007 to 28 Mar 2019)
    • CF26 Customer Trading (30 Dec 2005 to 31 Oct 2007)
    • CF14 Risk Assessment (5 May 2004 to 31 Oct 2007)
  • VARIANCE CAPITAL ASSET MANAGEMENT LLP (no longer approved here)

    FRN 453268

    • CF28 Systems and controls (22 Oct 2013 to 17 Mar 2015)
  • Kyte Broking Limited (no longer approved here)

    FRN 174863

    • CF28 Systems and controls (23 Apr 2008 to 17 Mar 2015)
    • CF1 Director (1 Apr 2005 to 12 Feb 2013)

Recent activity

Updates to this individual's record on the FCA register.

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