VARDE PARTNERS EUROPE LIMITED

• Principal Place of Business

  8 Waterloo Place

  4th Floor

  London

  SW1Y 4BE

  UNITED KINGDOM

  Phone

  +442078083370

  Web

  https://www.varde.com

• Complaints Contact

  8 Waterloo Place

  4th Floor

  London

  SW1Y 4BE

  UNITED KINGDOM

  Phone

  +442078083370

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  For Eligible Counterparty, Professional

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Helen Tindle

  IRN HXT00183

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 3 Jun 2024)
• Hugo Manuel Gomes da Silva Moreira

  IRN HMG01039

  • CF30 Customer (30 May 2017 to 8 Dec 2019)
• Ilfryn Cheyney Carstairs

  IRN ICC01045

  • CF1 Director (20 Jul 2012 to 21 Mar 2017)
  • CF30 Customer (1 Nov 2007 to 2 May 2017)
  • CF26 Customer Trading (20 Sep 2006 to 31 Oct 2007)
• Jason Richard Spaeth

  IRN JRS01212

  • CF30 Customer (1 Nov 2007 to 3 Jul 2012)
  • CF27 Investment Management (28 Dec 2005 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (14 Oct 2004 to 25 Mar 2010)
  • CF10 Compliance Oversight (14 Oct 2004 to 25 Mar 2010)
  • CF1 Director (14 Oct 2004 to 1 Apr 2010)
  • CF21 Investment Adviser (14 Oct 2004 to 31 Oct 2007)
  • CF8 Apportionment and Oversight (14 Oct 2004 to 31 Oct 2007)
  • CF26 Customer Trading (14 Oct 2004 to 31 Oct 2007)
  • CF3 Chief Executive (14 Oct 2004 to 25 Mar 2010)
• Kaki Lai

  IRN KXL00248

  • [FCA CF] Client dealing (since 27 Jun 2022)
• Katherine Nell Menendez

  IRN KNM01013

  • [FCA CF] Client dealing (9 Dec 2019 to 5 Nov 2021)
• Katherine Sinclair Taylor

  IRN KXD00161

  • [FCA CF] Client dealing (since 9 Dec 2019)
• Katherine Vang

  IRN KXV01083

  • CF30 Customer (20 Oct 2010 to 6 Nov 2015)
• Kathrin Lieselotte Mathilde Sayk

  IRN KLS01072

  • [FCA CF] Client dealing (22 Nov 2021 to 28 Dec 2024)
• Kathryn Suzanne Azavedo

  IRN KSA01029

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • CF30 Customer (22 Sep 2014 to 8 Dec 2019)

No changes recorded yet.