Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (1 Nov 2007 to 3 Jul 2012)
- CF27 Investment Management (28 Dec 2005 to 31 Oct 2007)
- CF11 Money Laundering Reporting (14 Oct 2004 to 25 Mar 2010)
- CF21 Investment Adviser (14 Oct 2004 to 31 Oct 2007)
- CF26 Customer Trading (14 Oct 2004 to 31 Oct 2007)
- CF3 Chief Executive (14 Oct 2004 to 25 Mar 2010)
- CF1 Director (14 Oct 2004 to 1 Apr 2010)
- CF8 Apportionment and Oversight (14 Oct 2004 to 31 Oct 2007)
- CF10 Compliance Oversight (14 Oct 2004 to 25 Mar 2010)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.