Vantage Capital Markets LLP

• Principal Place of Business

  30 Crown Place

  Floor 11

  London

  EC2A 4EB

  UNITED KINGDOM

  Phone

  +4402039927645

  Web

  https://www.vcmllp.com

• Complaints Contact

  30 Crown Place

  Floor 11

  London

  EC2A 4EB

  UNITED KINGDOM

  Phone

  +4402045151298

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Specialist Trading Venue

  For Eligible Counterparty, Professional, Certificates representing certain security, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Nicholas Cliff Hammond

  IRN NXH00558

  • [FCA CF] Client dealing (since 30 Jan 2026)
• Nicholas Pullen

  IRN NXP01091

  • CF30 Customer (10 May 2010 to 20 Oct 2011)
• Nicholas Stacey Bunney

  IRN NSB01037

  • CF30 Customer (7 Jun 2010 to 8 Jun 2017)
• Nicholas William Mountford

  IRN NWM01029

  • [FCA CF] Client dealing (28 Apr 2022 to 25 Oct 2022)
  • CF30 Customer (5 Oct 2016 to 4 Nov 2019)
• Nickolas Watts

  IRN NXW01091

  • CF26 Customer Trading (29 Jul 2005 to 5 Sep 2005)
  • CF4 Partner (29 Jul 2005 to 5 Sep 2005)
• Nigel Anthony Bruce Avey

  IRN NAA01018

  • CF1 Director (AR) (5 Oct 2015 to 27 Apr 2018)
  • CF4 Partner (14 May 2014 to 27 Apr 2018)
  • CF10 Compliance Oversight (1 Feb 2011 to 27 Apr 2018)
  • CF11 Money Laundering Reporting (1 Feb 2011 to 27 Apr 2018)
• Olivier Degoy

  IRN OJD01010

  • [FCA CF] Material risk taker (9 Dec 2019 to 30 Sep 2021)
  • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2021)
  • CF30 Customer (22 Jul 2010 to 30 Sep 2021)
• Olivier Nicolas Thomas

  IRN ONT01003

  • CF30 Customer (24 May 2013 to 1 Apr 2014)
• Panagiotis Vrahiotis

  IRN PXV01295

  • CF30 Customer (1 Dec 2015 to 30 Jan 2018)
• Paolo Giulianini

  IRN PXG01486

  • SMF27 Partner (since 12 Dec 2022)
  • [FCA CF] Material risk taker (since 31 May 2022)
  • [FCA CF] Client dealing (since 23 Nov 2020)

• Faro Securities Limited (no longer appointed)

  FRN 1004309 · Appointed 25 Nov 2023 · Until 25 Nov 2024 · Tied agent

• HELIX SECURITIES LLP (no longer appointed)

  FRN 924773 · Appointed 18 Mar 2022 · Until 19 Feb 2025 · Tied agent

• VCM International Limited (no longer appointed)

  FRN 712610 · Appointed 3 Aug 2015 · Until 1 Sep 2021

No changes recorded yet.