Valu-Trac Investment Management Limited

Date authorised
1 April 2013
Companies House
02428648
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Mains of Orton
    Orton
    Fochabers
    Morayshire
    IV32 7QE
    UNITED KINGDOM
    Phone
    +4401343880217

  • Complaints Contact

    Mains of Orton
    Orton
    Fochabers
    Morayshire
    IV32 7QE
    UNITED KINGDOM
    Phone
    +4401343880217

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Retail Investment Funds

  • Specialist Investment Funds

  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andris Jegers

    IRN AXJ01118

    • CF30 Customer (10 Apr 2019 to 25 May 2022)
  • Angus Normile Elliot Baxter

    IRN ANB01020

    • CF30 Customer (1 Nov 2007 to 5 Aug 2013)
    • CF21 Investment Adviser (5 Mar 2003 to 31 Oct 2007)
  • Anne Aveline Laing

    IRN AAL01017

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (30 Jan 2020 to 5 Jul 2024)
    • SMF16 Compliance Oversight (9 Dec 2019 to 28 Jul 2023)
    • CF1 Director (16 Sep 2013 to 8 Dec 2019)
    • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
    • CF13 Finance (1 Dec 2001 to 31 Oct 2007)
    • CF10 Compliance Oversight (1 Dec 2001 to 8 Dec 2019)
  • Cameron Charles Smith

    IRN CXS00951

    • [FCA CF] Significant management (since 12 Dec 2024)
  • Carolyn Louise Bell

    IRN CXB01014

    • [FCA CF] Significant management (since 12 Dec 2024)
  • Charles James Coryton Ekins

    IRN CJE01054

    • CF1 Director (24 Sep 2013 to 24 Oct 2013)
    • CF30 Customer (1 Nov 2007 to 6 Jan 2014)
    • CF27 Investment Management (13 Feb 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (13 Feb 2006 to 31 Oct 2007)
  • Darius Michael McDermott

    IRN DMM00073

    • CF1 Director (AR) (8 May 2017 to 5 Jul 2024)
    • CF30 Customer (4 May 2017 to 5 Jul 2024)
  • David Edward Smith

    IRN DXS00710

    • [FCA CF] Significant management (20 Sep 2022 to 4 Dec 2024)
  • David Fraser

    IRN DXF17870

    • [FCA CF] CASS oversight function (4 Dec 2024 to 1 May 2025)
    • [FCA CF] Material risk taker (13 Mar 2020 to 4 Dec 2024)
    • [FCA CF] Significant management (13 Mar 2020 to 4 Dec 2024)
    • CF10a CASS Oversight function (20 Aug 2019 to 8 Dec 2019)
  • David Patrick Lynch

    IRN DPL01047

    • CF30 Customer (19 Dec 2019 to 30 Apr 2024)
    • CF1 Director (AR) (19 Dec 2019 to 30 Apr 2024)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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