Valu-Trac Investment Management Limited

• Principal Place of Business

  Mains of Orton

  Orton

  Fochabers

  Morayshire

  IV32 7QE

  UNITED KINGDOM

  Phone

  +4401343880217

• Complaints Contact

  Mains of Orton

  Orton

  Fochabers

  Morayshire

  IV32 7QE

  UNITED KINGDOM

  Phone

  +4401343880217

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Retail Investment Funds

• Specialist Investment Funds

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Andris Jegers

  IRN AXJ01118

  • CF30 Customer (10 Apr 2019 to 25 May 2022)
• Angus Normile Elliot Baxter

  IRN ANB01020

  • CF30 Customer (1 Nov 2007 to 5 Aug 2013)
  • CF21 Investment Adviser (5 Mar 2003 to 31 Oct 2007)
• Anne Aveline Laing

  IRN AAL01017

  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF1 Chief Executive (30 Jan 2020 to 5 Jul 2024)
  • SMF16 Compliance Oversight (9 Dec 2019 to 28 Jul 2023)
  • CF1 Director (16 Sep 2013 to 8 Dec 2019)
  • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
  • CF13 Finance (1 Dec 2001 to 31 Oct 2007)
  • CF10 Compliance Oversight (1 Dec 2001 to 8 Dec 2019)
• Cameron Charles Smith

  IRN CXS00951

  • [FCA CF] Significant management (since 12 Dec 2024)
• Carolyn Louise Bell

  IRN CXB01014

  • [FCA CF] Significant management (since 12 Dec 2024)
• Charles James Coryton Ekins

  IRN CJE01054

  • CF1 Director (24 Sep 2013 to 24 Oct 2013)
  • CF30 Customer (1 Nov 2007 to 6 Jan 2014)
  • CF27 Investment Management (13 Feb 2006 to 31 Oct 2007)
  • CF21 Investment Adviser (13 Feb 2006 to 31 Oct 2007)
• Darius Michael McDermott

  IRN DMM00073

  • CF1 Director (AR) (8 May 2017 to 5 Jul 2024)
  • CF30 Customer (4 May 2017 to 5 Jul 2024)
• David Edward Smith

  IRN DXS00710

  • [FCA CF] Significant management (20 Sep 2022 to 4 Dec 2024)
• David Fraser

  IRN DXF17870

  • [FCA CF] CASS oversight function (4 Dec 2024 to 1 May 2025)
  • [FCA CF] Material risk taker (13 Mar 2020 to 4 Dec 2024)
  • [FCA CF] Significant management (13 Mar 2020 to 4 Dec 2024)
  • CF10a CASS Oversight function (20 Aug 2019 to 8 Dec 2019)
• David Patrick Lynch

  IRN DPL01047

  • CF30 Customer (19 Dec 2019 to 30 Apr 2024)
  • CF1 Director (AR) (19 Dec 2019 to 30 Apr 2024)

• Woodhill Asset Management LLP (no longer appointed)

  FRN 628944 · Appointed 24 Jul 2014 · Until 29 May 2015

• Martin Petherick (no longer appointed)

  FRN 171043 · Appointed 7 Jul 1994 · Until 12 Aug 2002

No changes recorded yet.