VALIDUS RISK MANAGEMENT LIMITED

• Principal Place of Business

  Parkside

  33-39 Sheet Street

  Windsor

  Berkshire

  SL4 1BY

  UNITED KINGDOM

  Phone

  +4401753386548

  Web

  https://validusrm.com

• Complaints Contact

  Parkside

  33-39 Sheet Street

  Windsor

  Berkshire

  SL4 1BY

  UNITED KINGDOM

  Phone

  +447814128857

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Daniel Porto

  IRN DXP02361

  • CF30 Customer (20 Aug 2018 to 8 Dec 2019)
• Derek Ho

  IRN DXH00653

  • [FCA CF] Client dealing (since 16 Jan 2023)
• Elizabeth Anne McNally

  IRN EAM01129

  • [FCA CF] Manager of certification employee (since 16 Apr 2021)
  • [FCA CF] Client dealing (since 27 Jul 2020)
  • [PRA CF] Managing a material risk taker (27 Jul 2020 to 16 Apr 2021)
  • [FCA CF] Significant management (27 Jul 2020 to 16 Apr 2021)
• Francois Erasmus Scheepers

  IRN FES01010

  • [FCA CF] Client dealing (16 Apr 2021 to 28 Feb 2022)
  • [FCA CF] Material risk taker (16 Apr 2021 to 1 Dec 2022)
  • SMF3 Executive Director (9 Dec 2019 to 28 Feb 2022)
  • CF30 Customer (6 Sep 2011 to 8 Dec 2019)
  • CF1 Director (6 Sep 2011 to 8 Dec 2019)
• Gareth Rees

  IRN GXR00119

  • [FCA CF] Client dealing (9 Dec 2019 to 16 Apr 2021)
• Georgios Roumeliotis

  IRN GXR00120

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Significant management (9 Dec 2019 to 16 Apr 2021)
• Gianluca Lorenzon

  IRN GXL00227

  • [FCA CF] Client dealing (since 24 Nov 2022)
• Haakon Blakstad

  IRN HXB01271

  • [FCA CF] Significant management (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
• Harry Woolman

  IRN HXW00057

  • [FCA CF] Client dealing (12 Oct 2020 to 16 Apr 2021)
• Harry Woolman

  IRN HXW00259

  • [FCA CF] Client dealing (since 24 Oct 2024)

No changes recorded yet.