ValidPath Limited

Date authorised
1 April 2013
Companies House
04273538
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The Maltings
    East Tyndall Street
    Cardiff Bay
    Cardiff
    CF24 5EA
    UNITED KINGDOM
    Phone
    +4402920351465
    Web
    https://www.validpath.co.uk

  • Complaints Contact

    The Maltings
    East Tyndall Street
    Cardiff Bay
    Cardiff
    CF24 5EA
    UNITED KINGDOM
    Phone
    +4402920351465

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Stakeholder pension scheme, Unit

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Structured Deposits

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Credit Score Services

    Show 1 limitation
    • · This permission is limited to not carrying out credit repair services

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Nicholas Matthew Toye

    IRN NXT00174

    • CF1 Director (AR) (since 21 Nov 2022)
  • Nicholas Peter Hawkins

    IRN NPH01070

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 28 Sep 2023)
    • CF30 Customer (since 8 Sep 2023)
    • CF1 Director (AR) (since 8 Sep 2023)
  • Nicholas Peter Russell

    IRN NPR01021

    • CF1 Director (AR) (10 Jan 2008 to 20 Jan 2009)
  • Nicholas Vaughan Morgan

    IRN NVM00002

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 11 Jan 2022)
    • CF1 Director (AR) (since 31 Dec 2021)
    • CF30 Customer (since 31 Dec 2021)
  • Nick Harry Francis James

    IRN NXJ22220

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 7 Jun 2024)
    • CF1 Director (AR) (since 23 Apr 2024)
    • CF30 Customer (since 23 Apr 2024)
  • Nicola Jane Butterworth

    IRN NJB01214

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 11. Pension transfer specialist
    • [FCA CF] Client dealing (since 28 Mar 2025)
    • [FCA CF] Functions requiring qualifications (since 28 Mar 2025)
    • Responsibility for MCD Intermediation (since 13 Oct 2021)
    • Responsible for Insurance Distribution (since 13 Oct 2021)
    • SMF16 Compliance Oversight (since 25 May 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 2 Mar 2020)
    • CF30 Customer (8 Sep 2009 to 8 Dec 2019)
    • CF22 Investment Adviser (Trainee) (11 Sep 2006 to 31 Oct 2007)
    • CF1 Director (AR) (11 Sep 2006 to 13 Nov 2008)
  • Nicola Jane Fisher

    IRN NJF01056

    • CF30 Customer (4 Jan 2008 to 23 Dec 2008)
    • CF21 Investment Adviser (1 Jun 2004 to 31 Oct 2007)
    • CF1 Director (AR) (1 Jun 2004 to 23 Dec 2008)
  • Nicola Lynne Bunten

    IRN NXB00582

    • CF1 Director (AR) (since 24 Apr 2025)
  • Nicola McFadyen

    IRN NXM00136

    • CF1 Director (AR) (4 Mar 2021 to 12 Apr 2021)
  • Nicola Michele Schutrups

    IRN NXA23509

    • CF1 Director (AR) (since 1 Apr 2026)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.