Nicholas Peter Hawkins

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ValidPath Limited

    FRN 197107

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 28 Sep 2023)
    • CF1 Director (AR) (since 8 Sep 2023)
    • CF30 Customer (since 8 Sep 2023)
  • NH WEALTH LTD

    FRN 1000413

    • (1)Employed By (since 8 Sep 2023)
  • Quilter Cheviot Limited (no longer approved here)

    FRN 124259

    • [FCA CF] Functions requiring qualifications (1 Oct 2020 to 3 Aug 2023)
    • [FCA CF] Client dealing (1 Oct 2020 to 3 Aug 2023)
    • CF30 Customer (9 Sep 2016 to 13 Sep 2016)
  • Walker Crips Investment Management Limited (no longer approved here)

    FRN 226344

    • CF30 Customer (11 Jan 2008 to 22 Jul 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.