Date authorised
1 April 2013
Companies House
02461657
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1st Floor
    Premier House
    Carolina Court
    Doncaster
    South Yorkshire
    DN4 5RA
    UNITED KINGDOM
    Phone
    +443444124108
  • Complaints Contact

    1st Floor
    Premier House
    Carolina Court
    Doncaster
    South Yorkshire
    DN4 5RA
    UNITED KINGDOM
    Phone
    +443444124108

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Collection

    Show 1 limitation
    • · This permission is limited to sending arrears letters to the customer on behalf of the lender
  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Scott William Hough

    IRN SWH01043

    • SMF7 Group Entity Senior Manager (23 Feb 2022 to 31 Jan 2024)
    • SMF2 Chief Finance (9 Dec 2019 to 16 Jul 2021)
    • SMF3 Executive Director (9 Dec 2019 to 13 Apr 2022)
    • SMF24 Chief Operations (9 Dec 2019 to 1 Jun 2021)
    • Responsible for Insurance Distribution (1 Oct 2018 to 20 Feb 2019)
    • CF1 Director (AR) (8 Jun 2010 to 4 Nov 2020)
    • CF28 Systems and controls (1 Nov 2007 to 20 Feb 2019)
    • CF8 Apportionment and Oversight (3 Jan 2007 to 31 Mar 2009)
    • Responsible for Insurance Mediation (3 Jan 2007 to 30 Sep 2018)
    • CF13 Finance (14 Jan 2005 to 31 Oct 2007)
    • CF14 Risk Assessment (14 Jan 2005 to 31 Oct 2007)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
    • CF15 Internal Audit (14 Jan 2005 to 31 Oct 2007)
  • Stephen William Broughton

    IRN SWB01034

    • CF2 Non Executive Director (5 Jul 2010 to 10 Mar 2014)
  • Steve Anson

    IRN SJA01200

    • CF29 Significant management (17 May 2019 to 8 Dec 2019)
  • Stuart Geoff Pendleton

    IRN SGP01094

    • CF1 Director (27 May 2014 to 8 Jan 2018)
  • Timothy Brown

    IRN TXB00150

    • [FCA CF] Significant management (18 Jan 2021 to 25 Aug 2023)
  • Vahe Alex Dombalagian

    IRN VAD00031

    • SMF7 Group Entity Senior Manager (9 Dec 2019 to 1 Oct 2024)
    • CF2 Non Executive Director (14 Dec 2018 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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