Stephen William Broughton

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • DAVIES MGA SERVICES LIMITED (no longer approved here)

    FRN 597301

    • CF2 Non Executive Director (AR) (2 Nov 2018 to 31 Mar 2025)
  • Ticker Limited (no longer approved here)

    FRN 824290

    • Employed By (2 Nov 2018 to 31 Mar 2025)
  • Neos Ventures Limited (no longer approved here)

    FRN 752145

    • Responsible for Insurance Distribution (1 Oct 2018 to 8 Dec 2020)
    • Responsible for Insurance Mediation (19 Dec 2016 to 30 Sep 2018)
    • CF2 Non Executive Director (19 Dec 2016 to 8 Dec 2019)
  • Tesco Underwriting Limited (no longer approved here)

    FRN 517719

    • CF2 Non Executive Director (12 Oct 2010 to 30 Jun 2014)
  • URIS Group Limited (no longer approved here)

    FRN 307332

    • CF2 Non Executive Director (5 Jul 2010 to 10 Mar 2014)
  • Ageas Insurance Limited (no longer approved here)

    FRN 202039

    • CF2 Non Executive Director (19 Apr 2005 to 29 Jul 2011)
  • Ageas Retail Limited (no longer approved here)

    FRN 312468

    • CF2 Non Executive Director (19 Apr 2005 to 29 Jul 2011)
  • INTACT INSURANCE UK LIMITED (no longer approved here)

    FRN 202323

    • CF1 Director (18 Jul 2002 to 30 Sep 2002)
    • CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 18 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.