URIS Group Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Debt Collection
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- · This permission is limited to sending arrears letters to the customer on behalf of the lender
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Insiyah Yakubali Davenport
IRN IYA01000
- SMF16 Compliance Oversight (7 Apr 2020 to 30 Nov 2020)
- SMF4 Chief Risk (9 Dec 2019 to 30 Nov 2020)
- CF28 Systems and controls (15 Aug 2019 to 8 Dec 2019)
James Barnard
IRN JXB11964
- CF29 Significant management (17 May 2019 to 8 Dec 2019)
Janice Deakin
IRN JXD01817
- CF1 Director (7 Jan 2019 to 10 Jul 2019)
Janine Klaiber
IRN JXK00188
- [FCA CF] Significant management (18 Jan 2021 to 30 Apr 2024)
Jeffrey Snyder
IRN JXS00501
- [FCA CF] Significant management (18 Jan 2021 to 23 Sep 2022)
John Downing
IRN JXD00305
- [FCA CF] Significant management (18 Jan 2021 to 25 Aug 2023)
John Ivan Tiner
IRN JIT00010
- SMF7 Group Entity Senior Manager (9 Dec 2019 to 1 Oct 2024)
- SMF13 Chair of the Nominations Committee (9 Dec 2019 to 1 Oct 2024)
- CF2 Non Executive Director (7 Feb 2019 to 8 Dec 2019)
Jon Pickering
IRN JXP01662
- CF2 Non Executive Director (25 Jan 2011 to 31 Oct 2012)
Jonathan George Benton Rowell
IRN JXR01196
- CF2 Non Executive Director (20 Nov 2012 to 8 Aug 2013)
Jonathan Guy Sutton
IRN JGS01144
- SMF3 Executive Director (13 Apr 2022 to 1 Nov 2022)
- SMF2 Chief Finance (13 Oct 2021 to 1 Nov 2022)
- [FCA CF] Significant management (25 May 2021 to 23 Aug 2023)

Smaller firms operating under this firm's FCA authorisation.

The Duke of Edinburgh's Award (no longer appointed)
FRN 602939 · Appointed 6 Oct 2015 · Until 5 Sep 2016
RSG Underwriting Managers Europe Limited (no longer appointed)
FRN 661665 · Appointed 22 Dec 2014 · Until 17 Nov 2016
Start Point Executive Risks Limited (no longer appointed)
FRN 652699 · Appointed 3 Nov 2014 · Until 19 Jan 2015
Direct Group Property Services Ltd (no longer appointed)
FRN 464979 · Appointed 8 Mar 2007 · Until 17 May 2018

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.