Date authorised
1 April 2013
Companies House
02461657
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1st Floor
    Premier House
    Carolina Court
    Doncaster
    South Yorkshire
    DN4 5RA
    UNITED KINGDOM
    Phone
    +443444124108
  • Complaints Contact

    1st Floor
    Premier House
    Carolina Court
    Doncaster
    South Yorkshire
    DN4 5RA
    UNITED KINGDOM
    Phone
    +443444124108

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Collection

    Show 1 limitation
    • · This permission is limited to sending arrears letters to the customer on behalf of the lender
  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jonathan James Byrne

    IRN JXB18437

    • SMF2 Chief Finance (13 Sep 2022 to 1 Jun 2024)
  • Joseph Patrick Hoffmann

    IRN JPH01227

    • CF2 Non Executive Director (29 May 2014 to 1 Oct 2015)
  • Katrina Marie Wharton

    IRN KXW24940

    • SMF16 Compliance Oversight (19 Mar 2020 to 28 Sep 2020)
    • SMF4 Chief Risk (19 Mar 2020 to 28 Sep 2020)
  • Kristine Putnam

    IRN KXP01750

    • CF1 Director (17 Nov 2015 to 1 Sep 2016)
  • Martyn Scrivens

    IRN MXS01924

    • SMF7 Group Entity Senior Manager (21 Oct 2022 to 1 Oct 2024)
  • Matthew William Raino

    IRN MWR01060

    • SMF7 Group Entity Senior Manager (9 Dec 2019 to 1 Oct 2024)
    • CF2 Non Executive Director (14 Feb 2019 to 8 Dec 2019)
  • Matthieu Boulanger

    IRN MXB02452

    • CF2 Non Executive Director (7 Jan 2019 to 11 Jun 2019)
  • Max Burrows

    IRN MXB09552

    • [FCA CF] Significant management (18 Jan 2021 to 1 Oct 2024)
    • CF28 Systems and controls (7 Jan 2019 to 8 Dec 2019)
  • Michael Dennis Rice

    IRN MDR01127

    • CF2 Non Executive Director (9 Jan 2013 to 1 Oct 2015)
  • Neil Robert Dennis

    IRN NRD01052

    • SMF7 Group Entity Senior Manager (22 May 2020 to 1 Oct 2024)
    • CF28 Systems and controls (2 Mar 2018 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.