Date authorised
1 April 2013
Companies House
02461657
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1st Floor
    Premier House
    Carolina Court
    Doncaster
    South Yorkshire
    DN4 5RA
    UNITED KINGDOM
    Phone
    +443444124108
  • Complaints Contact

    1st Floor
    Premier House
    Carolina Court
    Doncaster
    South Yorkshire
    DN4 5RA
    UNITED KINGDOM
    Phone
    +443444124108

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Collection

    Show 1 limitation
    • · This permission is limited to sending arrears letters to the customer on behalf of the lender
  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Insiyah Yakubali Davenport

    IRN IYA01000

    • SMF16 Compliance Oversight (7 Apr 2020 to 30 Nov 2020)
    • SMF4 Chief Risk (9 Dec 2019 to 30 Nov 2020)
    • CF28 Systems and controls (15 Aug 2019 to 8 Dec 2019)
  • James Barnard

    IRN JXB11964

    • CF29 Significant management (17 May 2019 to 8 Dec 2019)
  • Janice Deakin

    IRN JXD01817

    • CF1 Director (7 Jan 2019 to 10 Jul 2019)
  • Janine Klaiber

    IRN JXK00188

    • [FCA CF] Significant management (18 Jan 2021 to 30 Apr 2024)
  • Jeffrey Snyder

    IRN JXS00501

    • [FCA CF] Significant management (18 Jan 2021 to 23 Sep 2022)
  • John Downing

    IRN JXD00305

    • [FCA CF] Significant management (18 Jan 2021 to 25 Aug 2023)
  • John Ivan Tiner

    IRN JIT00010

    • SMF7 Group Entity Senior Manager (9 Dec 2019 to 1 Oct 2024)
    • SMF13 Chair of the Nominations Committee (9 Dec 2019 to 1 Oct 2024)
    • CF2 Non Executive Director (7 Feb 2019 to 8 Dec 2019)
  • Jon Pickering

    IRN JXP01662

    • CF2 Non Executive Director (25 Jan 2011 to 31 Oct 2012)
  • Jonathan George Benton Rowell

    IRN JXR01196

    • CF2 Non Executive Director (20 Nov 2012 to 8 Aug 2013)
  • Jonathan Guy Sutton

    IRN JGS01144

    • SMF3 Executive Director (13 Apr 2022 to 1 Nov 2022)
    • SMF2 Chief Finance (13 Oct 2021 to 1 Nov 2022)
    • [FCA CF] Significant management (25 May 2021 to 23 Aug 2023)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.