United Overseas Bank Ltd

• Principal Place of Business

  Devonshire House, 3 Bishopsgate Plaza

  London

  EC2M 4AJ

  UNITED KINGDOM

  Phone

  +4402074485800

  Web

  https://www.uobgroup.com

• Complaints Contact

  Devonshire House, 3 Bishopsgate Plaza

  London

  EC2M 4AJ

  UNITED KINGDOM

  Phone

  +4402074485800

• Bank Deposits

  For All, Deposit

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• James Alexander Thompson

  IRN JAT01156

  • SMF24 Chief Operations (since 19 Jul 2022)
  • CF10 Compliance Oversight (7 Mar 2011 to 11 Jul 2011)
  • CF11 Money Laundering Reporting (30 Mar 2010 to 11 Jul 2011)
• Jens Boegenhold

  IRN JXB01631

  • [FCA CF] Client dealing (5 May 2016 to 31 Aug 2023)
• Kermach MacDonald Matheson

  IRN KMM01057

  • CF10 Compliance Oversight (11 Jul 2011 to 22 Jan 2016)
  • CF11 Money Laundering Reporting (11 Jul 2011 to 22 Jan 2016)
• Kwong Hung Lau

  IRN KXL00343

  • [FCA CF] Client dealing (since 21 Jan 2025)
• Michael John Bridger

  IRN MXB71122

  • [FCA CF] Client dealing (since 9 Oct 2024)
• Michael Kong Hai Lee

  IRN MKL01007

  • CF8 Apportionment and Oversight (1 Dec 2001 to 2 Jan 2002)
• Michael Lau Hwai Keong

  IRN HKL01006

  • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
• Michael Wan For Liu

  IRN MWL01057

  • SMF19 Head of Overseas Branch/Head of Overseas (since 18 Jan 2018)
• Nicholas Trotter

  IRN NXT32640

  • [FCA CF] Client dealing (5 May 2016 to 29 Apr 2022)
• Shu Kheem Cheah

  IRN SKC01049

  • SMF19 Head of Overseas Branch/Head of Overseas (7 Mar 2016 to 18 Jan 2018)
  • CF3 Chief Executive (8 Apr 2014 to 6 Mar 2016)

No changes recorded yet.