United Overseas Bank Ltd

Date authorised
1 April 2013
Companies House
FC008535
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Devonshire House, 3 Bishopsgate Plaza
    London
    EC2M 4AJ
    UNITED KINGDOM
    Phone
    +4402074485800
    Web
    https://www.uobgroup.com

  • Complaints Contact

    Devonshire House, 3 Bishopsgate Plaza
    London
    EC2M 4AJ
    UNITED KINGDOM
    Phone
    +4402074485800

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

  • Trades With You Directly

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Steven Garden West

    IRN SGW01093

    • [FCA CF] Client dealing (5 May 2016 to 27 Jun 2025)
  • Tareq Zaman

    IRN TXZ01052

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 7 Mar 2016)
    • SMF16 Compliance Oversight (since 7 Mar 2016)
    • CF11 Money Laundering Reporting (1 Dec 2015 to 6 Mar 2016)
    • CF10 Compliance Oversight (1 Dec 2015 to 6 Mar 2016)
  • Thanaporn Detrungruang

    IRN TXD44326

    • [FCA CF] Client dealing (since 3 Feb 2026)
  • Timothy Stuart-Prince

    IRN TXS32641

    • [FCA CF] Client dealing (since 5 May 2016)
  • Vivekanand Villivalam Sridhar

    IRN VSV00005

    • [FCA CF] Client dealing (since 25 Apr 2022)
  • Yasser Biad

    IRN YXB00073

    • [FCA CF] Client dealing (since 21 Jan 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.