Date authorised
1 April 2013
Companies House
FC008535
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Devonshire House, 3 Bishopsgate Plaza
    London
    EC2M 4AJ
    UNITED KINGDOM
    Phone
    +4402074485800
  • Complaints Contact

    Devonshire House, 3 Bishopsgate Plaza
    London
    EC2M 4AJ
    UNITED KINGDOM
    Phone
    +4402074485800

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

  • Trades With You Directly

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ah Teck Neo

    IRN ATN32638

    • [FCA CF] Client dealing (since 5 May 2016)
  • Atish Sumair Rahman

    IRN ASR01073

    • [FCA CF] Client dealing (5 May 2016 to 18 Jul 2025)
  • Chai Hong Cheo

    IRN CHC01068

    • CF1 Director (18 Mar 2011 to 7 Feb 2013)
  • Chai Seng Ho

    IRN CSH01044

    • CF3 Chief Executive (2 Mar 2011 to 8 Apr 2014)
    • CF8 Apportionment and Oversight (2 May 2006 to 31 Mar 2009)
  • Cho Yaw Wee

    IRN CYW01001

    • CF3 Chief Executive (1 Dec 2001 to 21 Jun 2011)
  • David Mark Bailey

    IRN DMB32642

    • [FCA CF] Client dealing (since 22 Jun 2018)
  • Douglas Challis

    IRN DJC01300

    • [FCA CF] Client dealing (21 May 2018 to 10 Apr 2026)
  • Fiona Phaik Ng

    IRN FPN32639

    • [FCA CF] Client dealing (since 5 May 2016)
  • George, Phoon Seng Lim

    IRN GPL01021

    • CF8 Apportionment and Oversight (1 Dec 2001 to 2 May 2006)
  • Ian Wong

    IRN IXW01200

    • CF1 Director (13 Feb 2013 to 6 Mar 2016)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.