United Bank for Africa (UK) Limited

• Principal Place of Business

  UBA UK Ltd

  36 Queen Street

  London

  City Of London

  EC4R 1BN

  UNITED KINGDOM

  Phone

  +442077664600

  Web

  https://www.ubauk.com

• Complaints Contact

  UBA UK Ltd

  36 Queen Street

  London

  City Of London

  EC4R 1BN

  UNITED KINGDOM

  Phone

  +442077664600

• Bank Deposits

  For Eligible Counterparty, Professional, Deposit

  Show 2 limitations Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • · The firm is limited to accept wholesale deposits only

• Authorised to Operate

• Trades With You Directly

  For Eligible Counterparty, Professional, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

  Show 3 limitations Hide limitations

  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Andrew William Stafford Martin

  IRN AWM01050

  • SMF1 Chief Executive (19 Mar 2018 to 15 Oct 2018)
• Chigozie Doris Jennifer Ekwensi

  IRN CXE00210

  • [FCA CF] Client dealing (since 14 Mar 2024)
• Chika Patrick Patrick

  IRN CXP00357

  • [FCA CF] Material risk taker (since 4 Oct 2021)
  • [FCA CF] Significant management (since 4 Oct 2021)
• Chiugo Benedict Ndubisi

  IRN CXN00107

  • Director of firm who is not a certification employee or a SMF manager (5 Aug 2020 to 24 Oct 2022)
• Clive David Carpenter

  IRN CXC01975

  • SMF12 Chair of the Remuneration Committee (19 Mar 2018 to 29 May 2020)
• Daniel Jacobus Marx

  IRN DJM01504

  • SMF3 Executive Director (5 Mar 2020 to 19 Apr 2021)
  • SMF4 Chief Risk (19 Mar 2018 to 19 Apr 2021)
• David John Lamb

  IRN DJL01259

  • [FCA CF] Client dealing (since 3 Feb 2017)
  • [FCA CF] Material risk taker (3 Feb 2017 to 3 Nov 2021)
• Elvis Darku

  IRN EXD00115

  • [FCA CF] Client dealing (4 Oct 2021 to 7 Mar 2022)
• Fiona Jane Christiansen

  IRN FJC01047

  • SMF2 Chief Finance (2 Nov 2018 to 14 Dec 2020)
• Haripriya Thakur

  IRN HXT00196

  • [FCA CF] Material risk taker (8 Nov 2024 to 24 Jun 2025)

No changes recorded yet.