UNION BANK OF INDIA (UK) LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Bank Deposits

For All, Deposit
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Trades With You Directly

For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
- · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
Consumer Loans
Loan Servicing

Senior staff personally approved by the FCA to hold their roles here.

Ashok Kumar
IRN AXK00656
- [PRA CF] Key function holder (9 Jan 2023 to 6 Feb 2026)
Bharat Kumar Jha
IRN BXJ00170
- [PRA CF] Significant risk taker or Material risk taker (since 14 Nov 2025)
- [FCA CF] Proprietary trader (since 14 Nov 2025)
- [PRA CF] Key function holder (since 14 Nov 2025)
Bharatkumar Ramji Bhagani
IRN BRB01045
- SMF16 Compliance Oversight (22 Mar 2017 to 25 Jul 2017)
- SMF17 Money Laundering Reporting Officer (MLRO) (21 Jun 2016 to 25 Jul 2017)
Bhola Prasad Yadav
IRN BXY00025
- [PRA CF] Key function holder (23 Jan 2023 to 20 Feb 2026)
Brajeshwar Sharma
IRN BXS01835
- SMF1 Chief Executive (7 Mar 2016 to 30 Apr 2018)
- SMF2 Chief Finance (7 Mar 2016 to 30 Apr 2018)
- CF3 Chief Executive (11 Mar 2015 to 6 Mar 2016)
- CF1 Director (11 Mar 2015 to 6 Mar 2016)
Bruno Dsouza
IRN BXD34902
- [PRA CF] Key function holder (since 7 Mar 2016)
Chanda Kaushal
IRN CXK00203
- [FCA CF] Significant management (12 Jan 2023 to 20 Jan 2026)
Charlotte Elisabeth Diana Morgan
IRN CEM01114
- SMF11 Chair of the Audit Committee (22 Mar 2022 to 31 Jan 2024)
Dawn Heather Brown
IRN DHB01088
- SMF10 Chair of the Risk Committee (since 26 Feb 2025)
Debabrata Sarkar
IRN DXS02272
- CF2 Non Executive Director (6 Sep 2013 to 30 Nov 2013)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.