UNILEVER VENTURES LIMITED

• Principal Place of Business

  4th Floor

  52-53 Conduit Street

  London

  W1S 2YX

  UNITED KINGDOM

  Phone

  +4402074516481

  Web

  https://www.unileverventures.com

• Complaints Contact

  4th Floor

  52-53 Conduit Street

  London

  W1S 2YX

  UNITED KINGDOM

  Phone

  +442074516481

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alex Sanchez-Mollinger

  IRN AXS01758

  • CF30 Customer (1 Nov 2007 to 30 Nov 2008)
  • CF21 Investment Adviser (23 Nov 2005 to 31 Oct 2007)
• Andrew Henry Lane

  IRN AHL01016

  • CF30 Customer (10 Dec 2010 to 31 May 2018)
  • CF1 Director (28 Jan 2005 to 31 May 2018)
• Anna Christina Ohlsson-Baskerville

  IRN ACO01013

  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (14 Jun 2018 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (28 Jan 2005 to 31 Oct 2007)
• Audrey Joan Wade

  IRN AJW01365

  • CF10 Compliance Oversight (28 Jan 2005 to 16 Oct 2006)
  • CF11 Money Laundering Reporting (28 Jan 2005 to 16 Oct 2006)
  • CF13 Finance (28 Jan 2005 to 16 Oct 2006)
• Brendan Glenn Stewart

  IRN BGS01031

  • CF21 Investment Adviser (28 Jan 2005 to 28 Feb 2005)
• Christine Iris Appleby

  IRN CIA01002

  • CF2 Non Executive Director (26 May 2005 to 8 Jul 2009)
• Ian Michael Lane

  IRN IML01036

  • [FCA CF] Client dealing (9 Dec 2019 to 30 Jun 2022)
  • CF30 Customer (2 Jan 2013 to 8 Dec 2019)
• Jan Harley

  IRN JXH01977

  • CF1 Director (11 Jun 2018 to 31 Dec 2018)
  • CF30 Customer (1 Nov 2007 to 31 Dec 2018)
  • CF21 Investment Adviser (29 Nov 2005 to 31 Oct 2007)
• Jelena Zec

  IRN JXZ00024

  • [FCA CF] Client dealing (1 Jan 2020 to 23 May 2021)
• John David Francis Coombs

  IRN JDC01127

  • CF30 Customer (1 Nov 2007 to 31 May 2018)
  • CF1 Director (28 Jan 2005 to 31 May 2018)
  • CF21 Investment Adviser (28 Jan 2005 to 31 Oct 2007)
  • CF3 Chief Executive (28 Jan 2005 to 31 May 2018)
  • CF8 Apportionment and Oversight (28 Jan 2005 to 31 Oct 2007)

No changes recorded yet.