UNILEVER VENTURES LIMITED

Date authorised
1 April 2013
Companies House
04918638
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    4th Floor
    52-53 Conduit Street
    London
    W1S 2YX
    UNITED KINGDOM
    Phone
    +4402074516481
    Web
    https://www.unileverventures.com

  • Complaints Contact

    4th Floor
    52-53 Conduit Street
    London
    W1S 2YX
    UNITED KINGDOM
    Phone
    +442074516481

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Lisa Noelle Smith

    IRN LNS01012

    • CF30 Customer (26 Feb 2009 to 31 Dec 2015)
  • Mark Philip Muth

    IRN MPM01053

    • CF30 Customer (1 Nov 2007 to 31 Dec 2015)
    • CF21 Investment Adviser (28 Jan 2005 to 31 Oct 2007)
    • CF1 Director (28 Jan 2005 to 31 Dec 2015)
  • Martin Grieve

    IRN MXG02065

    • CF2 Non Executive Director (16 Aug 2012 to 17 Jun 2013)
  • Michael John Samuel

    IRN MJS01379

    • CF2 Non Executive Director (28 Jan 2005 to 22 Nov 2010)
  • Michael Lee

    IRN MXL01718

    • CF30 Customer (10 Nov 2008 to 1 Jul 2009)
  • Nicholas Graham Allen

    IRN NGA01006

    • CF2 Non Executive Director (28 Jan 2005 to 31 Mar 2008)
  • Olivier Garel

    IRN OXG01109

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (14 Aug 2018 to 8 Dec 2019)
    • CF3 Chief Executive (14 Aug 2018 to 8 Dec 2019)
  • Paul Hart

    IRN PXH01646

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
    • CF13 Finance (4 Apr 2007 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (4 Apr 2007 to 8 Dec 2019)
    • CF10 Compliance Oversight (4 Apr 2007 to 8 Dec 2019)
  • Richard Clive Hazell

    IRN RXH01379

    • CF2 Non Executive Director (28 Jan 2005 to 17 Jun 2013)
  • Stephen David Vernon Willson

    IRN SDW01103

    • SMF3 Executive Director (since 30 Jun 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 19 May 2023)
    • CF30 Customer (22 Nov 2010 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.