UNIGESTION (UK) LTD.

• Principal Place of Business

  c/o Kepler Cheuvreux

  5th Floor

  95 Gresham Street

  London

  City Of London

  EC2V 7NA

  UNITED KINGDOM

  Phone

  +442075295200

  Web

  https://www.unigestion.com

• Complaints Contact

  Kepler Cheuvreux

  5th Floor

  95 Gresham Street

  London

  EC2V 7NA

  UNITED KINGDOM

  Phone

  +442075295200

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Robert Leopold Kosowski

  IRN RLK01022

  • [FCA CF] Material risk taker (9 Dec 2019 to 26 Jul 2021)
  • [FCA CF] Client dealing (9 Dec 2019 to 26 Jul 2021)
  • CF30 Customer (26 Jul 2017 to 8 Dec 2019)
• Simone Gallo

  IRN SXG01398

  • CF30 Customer (15 Jul 2016 to 8 Dec 2019)
• Stefan Curtress

  IRN SXC02807

  • [FCA CF] Client dealing (11 Feb 2020 to 2 Dec 2022)
  • [FCA CF] Material risk taker (11 Feb 2020 to 2 Dec 2022)
• Stefanie Karen Elliott

  IRN SXM01563

  • [FCA CF] Client dealing (9 Dec 2019 to 23 Oct 2023)
  • [FCA CF] Material risk taker (9 Dec 2019 to 23 Oct 2023)
  • CF30 Customer (3 Nov 2015 to 8 Dec 2019)
• Stephan Matter

  IRN SXM01410

  • CF21 Investment Adviser (9 Feb 2004 to 24 Feb 2006)
• Tarun Kumar

  IRN TXK01194

  • CF30 Customer (5 Dec 2017 to 3 Oct 2019)
• Thomas Leavitt

  IRN TXL01208

  • CF30 Customer (20 Dec 2012 to 15 Dec 2017)
• Timothy John Burns-Thomson

  IRN TJB01103

  • CF30 Customer (1 Nov 2007 to 1 May 2015)
  • CF27 Investment Management (29 Oct 2007 to 31 Oct 2007)
• Timothy Walter Laurence Von Halle

  IRN TWV01002

  • CF30 Customer (28 Oct 2008 to 14 May 2010)
• Treena Lee Maguire

  IRN TLM01027

  • CF30 Customer (1 Nov 2007 to 9 Oct 2008)
  • CF21 Investment Adviser (9 Feb 2006 to 31 Oct 2007)

• Unigestion PE UK Ltd.

  FRN 1031807 · Appointed 13 May 2025

No changes recorded yet.